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DNA Brokerage Launches Broker-Dealer Affiliate

July 9, 2025 by FTF News

DNA Brokerage Launches Broker-Dealer Affiliate

Independent introducing broker DNA Brokerage LLC has launched an affiliate broker-dealer, DNA Securities, which will allow the combined companies to offer futures services and securities trading solutions to institutional customers, officials say. “DNA launched its futures brokerage services in August 2024. Driven by customer demand, DNA has expanded its services to include the introduction of… Read More >>

Filed Under: Commodities Trading Operations, Derivatives Exchanges, Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Back Office, Buy-Side, Data Management, Middle-Office, Operational Risk, Risk Management, Sell-Side Tagged With: broker dealers, compliance, derivatives dealers, introducing broker, Securities Operations, Standards

ISDA Survey: Number of Dealers to Shrink While Costs Rise

April 25, 2018 by Eugene Grygo

ISDA Survey: Number of Dealers to Shrink While Costs Rise

Respondents to an ISDA derivatives industry survey have expressed optimism about the future of their market, but almost half of those surveyed say that the number of derivatives dealers is declining, and that the cost of using derivatives is increasing. In particular, the survey found that 47.3 percent of respondents say “the number of derivatives… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Operational Risk, Ops Automation, Risk Management, Settlement, Governance, FinTech Trends, Back-Office, Standards, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting Tagged With: derivatives activity, derivatives dealers, derivatives industry, International Swaps and Derivatives Association, isda, regulatory compliance, Scott O'Malia, Survey

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