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SmartStream Leads Effort to Fill MiFID II Reporting Gap

April 12, 2018 by Eugene Grygo

SmartStream Leads Effort to Fill MiFID II Reporting Gap

To fill a MiFID II reporting gap, Ops vendor SmartStream via its Reference Data Utility (RDU) is working with Approved Publication Arrangements (APAs) to operate a Systematic Internalizer (SI) Registry. The SI chores of MiFID II kick in after a determination is made about the frequency and volume of transaction orders that a counterparty crosses… Read More >>

Filed Under: Data Management, Operational Risk, Ops Automation, Risk Management, General Interest, Governance, FinTech Trends, Back-Office, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: Andrew Munro, Bloomberg, Deutsche Boerse, financial instrument, MiFID II, NEX Regulatory Reporting, Reference Data Utility, SmartStream, SmartStream Reference Data Utility (RDU), systematic internalizer (SI), TRADEcho, Tradeweb, Tradeweb APA Service, Trax

Markit, ISDA Move to Settle EU Probe

May 10, 2016 by Lynn Strongin Dodds

Markit, the U.K. data provider, and the International Swaps & Derivatives Association (ISDA), an industry trade group, have offered concessions in an effort to settle a European Union antitrust investigation into possible collusion in the credit default swaps (CDS) market, according to the European Commission. The Commission is seeking feedback from interested parties on the… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, General Interest, Regulation & Compliance, Derivatives, Regulatory Compliance, Industry News Tagged With: Bank of America, Barclays, Bear Stearns, BNP Paribas, CDS market, Citadel Investment Group, Citigroup, CMDX, CME Group, Credit Suisse, Deutsche Bank, Deutsche Boerse, Eurex, European Union, fines, Goldman Sachs, HSBC Holdings, isda, JP Morgan, Markit, Morgan Stanley, Royal Bank of Scotland Group, U.S. Department of Justice, UBS

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