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SEC Publishes Data & Analysis on Key Groups

April 30, 2025 by FTF News

SEC Publishes Data & Analysis on Key Groups

The Securities and Exchange Commission (SEC) is doing its part to offer more transparency into capital markets via its Division of Economic and Risk Analysis (DERA), which has published new data and analysis on public issuers, exempt offerings, commercial mortgage-backed securities (CMBS), asset-backed securities (ABS), money market funds, and security-based swap dealers (SBSD). DERA officials… Read More >>

Filed Under: Securities Operations, Back Office, Data Management, Operational Risk, Whistleblower News, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: ABS, commercial mortgage-backed securities (CMBS), Division of Economic and Risk Analysis, operational risk, Securities Operations, Standards, US Securities and Exchange Commission, wall street

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