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SEC to Scan Private Funds, ESG, Ops & More

April 6, 2022 by Louis Chunovic

SEC to Scan Private Funds, ESG, Ops & More

It’s that time again. Only this go-round, pardner, there’s a new sheriff at the U.S. Securities & Exchange Commission (SEC). And he’s refocusing priorities. Yup, the SEC Division of Examinations has announced its 2022 examination priorities, which include “several significant areas of focus and many perennial risk areas. The Division will focus on private funds,… Read More >>

Filed Under: Securities Operations, Buy-Side, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Private Markets, Risk Management, Diversity & Human Interest, Governance, Artificial Intelligence, Digital Transformation, FinTech Trends, Back-Office, Blockchain/DLT, Standards, ESG Data & Investing, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Reporting, Industry News Tagged With: automation, back office, compliance, data management, Division of Examinations, regulatory reporting, SEC, Securities Operations, settlement

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