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SEC Bolsters Security for the EDGAR Platform

October 3, 2024 by Eugene Grygo

SEC Bolsters Security for the EDGAR Platform

In case you missed it, the Securities and Exchange Commission adopted “rule and form amendments” late last month that the SEC says will improve the security of its Electronic Data Gathering, Analysis, and Retrieval system, otherwise known as the venerable EDGAR platform. The improvements cover the access and management of filers’ accounts and have been… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Buy-Side, Data Management, Industry News, Operational Risk, Ops Automation, FinTech Trends, Standards, Opinion, Minding the Gap, Performance Analytics, Performance Measurement, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: automation, back office, data management, EDGAR, EDGAR Next, EDGAR Online, EDGAR system, SEC, Securities Operations, Standards, wall street

EDGAR Now Supports IFRS, Security-Based Swap Taxonomies

July 11, 2024 by Eugene Grygo

EDGAR Now Supports IFRS, Security-Based Swap Taxonomies

The SEC has upgraded the popular public database of financial information and operations of public companies, the Electronic Data Gathering, Analysis, and Retrieval, or EDGAR, to support more industry-relevant taxonomies. EDGAR Release 24.2, released on July 1, “now supports the 2024 version of the International Financial Reporting Standards (IFRS) taxonomy and now accepts the Security-Based… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Buy-Side, Clearing, Corporate Actions, Data Management, Hedge Fund Operations, Industry News, Mergers & Acquisitions, Sell-Side, Settlement, T+1 Settlement, Data Science, Digital Transformation, FinTech Trends, Back-Office, Standards, Performance Analytics, Performance Measurement, KYC, Regulation & Compliance, Regulatory Reporting Tagged With: automation, back office, EDGAR, EDGAR Online, EDGAR system, eXtensible Business Reporting Language (XBRL), SEC, Securities Operations, taxonomy, wall street

SEC Acts to Prevent Another Cyber-Attack

October 12, 2017 by Louis Chunovic

SEC Acts to Prevent Another Cyber-Attack

The SEC has unveiled a five-point response “going forward” after a 2016 hacker attack on its EDGAR system. EDGAR, or the Electronic Data Gathering, Analysis, and Retrieval system, makes SEC filings by corporations, funds, and individuals accessible via online search, the commission says, and the 2016 cyber intrusion, during an “EDGAR test filing accessed by… Read More >>

Filed Under: Data Management, Operational Risk, Risk Management, Governance, FinTech Trends, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: cyber-attack, EDGAR, EDGAR system, Jay Clayton, SEC

SEC Reassures Investors About Its Cyber Protections

September 27, 2017 by Eugene Grygo

SEC Reassures Investors About Its Cyber Protections

In a surprising display of transparency, the SEC Chairman Jay Clayton last week acknowledged that the regulator’s EDGAR database had been hacked. To recap, SEC officials learned last month that “an incident previously detected in 2016 may have provided the basis for illicit gain through trading,” according to officials. The popular EDGAR platform, whose acronym… Read More >>

Filed Under: Data Management, Governance, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Standards, Opinion, Minding the Gap, Regulation & Compliance, Cybersecurity, Regulatory Reporting Tagged With: Cybersecurity, EDGAR, SEC, SEC Chairman Jay Clayton

SEC’s Clayton: EDGAR System Was Hacked in 2016

September 22, 2017 by Eugene Grygo

In a major policy statement about the threats that hackers pose, the SEC’s Chairman Jay Clayton acknowledged on Wednesday that there was “a 2016 intrusion of the Commission’s EDGAR test filing system,” that may have given perpetrators “the basis for illicit gain through trading.” SEC officials learned last month that “an incident previously detected in… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Data Management, Operational Risk, Ops Automation, Risk Management, General Interest, Governance, FinTech Trends, Back-Office, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: Consolidated Audit Trail (CAT), Cybersecurity, EDGAR, Jay Clayton, SEC

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