Securities operations teams are moving fast to keep up with the progress that systems and services are making because of the boost they are getting via artificial intelligence (A.I.)-based technologies. At the same time, those working in “governance, risk management, assurance and operational resilience practices” are falling behind “the scale, speed, and complexity of A.I…. Read More >>
Ops Teams Must Focus on A.I. Governance: SS&C
Financial services firms are moving fast to embrace enterprise-wide artificial intelligence (A.I.) workflows, but officials at SS&C Technologies say they have identified a “growing gap in how these systems are operationalized, managed, and governed in production” and are putting forth a framework to rectify the situation. SS&C’s Enterprise A.I. Governance Framework is “calling on the… Read More >>
U.S. Regulators Levied the Most Penalties in 2017
U.S. regulators levied 99 percent of the total global penalties against individuals and 94 percent of the global total penalties against firms in 2017. That’s the topline finding from the fifth annual “Global Enforcement Review,” published by the Compliance and Regulatory Consulting Practice of Duff & Phelps. Duff & Phelps, owned by Permira, a European… Read More >>
