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Regulators Delay IM Deadline for Some Phase 5 Firms

July 24, 2019 by Eugene Grygo

Regulators Delay IM Deadline for Some Phase 5 Firms

As some derivatives industry participants expected, the Basel Committee on Banking Supervision and the International Organization of Securities Commissions have made changes to the deadline structure for Phase 5 of the initial margin (IM) implementation of the Uncleared Margin Rules (UMR). The regulators have essentially split off a segment of Phase 5 — those firms… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Reconciliation & Exceptions, Risk Management, Settlement, General Interest, Governance, Back-Office, Integration, Standards, Performance Measurement, KYC, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: AANA, cleared derivatives, IM Deadline, initial margin, John Straley, Mark Demo, Phase 5, UMR, Uncleared Margin Rules

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