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DNA Brokerage Launches Broker-Dealer Affiliate

July 9, 2025 by FTF News

DNA Brokerage Launches Broker-Dealer Affiliate

Independent introducing broker DNA Brokerage LLC has launched an affiliate broker-dealer, DNA Securities, which will allow the combined companies to offer futures services and securities trading solutions to institutional customers, officials say. “DNA launched its futures brokerage services in August 2024. Driven by customer demand, DNA has expanded its services to include the introduction of… Read More >>

Filed Under: Commodities Trading Operations, Derivatives Exchanges, Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Back Office, Buy-Side, Data Management, Middle-Office, Operational Risk, Risk Management, Sell-Side Tagged With: broker dealers, compliance, derivatives dealers, introducing broker, Securities Operations, Standards

Thalēs Forms Advisory Board

April 23, 2015 by Louis Chunovic

New York City-based Thalēs Trading Solutions, a U.S. CFTC- and National Futures Association-registered introducing broker founded in 2012, reports the formation of an industry experts advisory board. The board consists of “professionals from various segments of the financial services industry including, institutional investors, fund of funds, family offices, hedge funds, commodity trading advisors, as well… Read More >>

Filed Under: Industry News, People Moves Tagged With: CFTC, compliance, data management, introducing broker, Thalēs Trading Solutions

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