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SEC Report Offers Useful Stats On Trillions of Dollars

May 7, 2024 by Eugene Grygo

SEC Report Offers Useful Stats On Trillions of Dollars

The SEC mostly taketh when it comes to data, regulatory forms, and ongoing reports. But every once in a while the regulator giveth as far as key data about trillions of dollars flowing through the securities industry. In particular, SEC staff has just released a new report, “Registered Fund Statistics,” that is based on “aggregated… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Buy-Side, Corporate Actions, Data Management, Hedge Fund Operations, Industry News, Risk Management, Sell-Side, Settlement, T+1 Settlement, Diversity & Human Interest, Financial Inclusion, Women in Financial Services, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Back-Office, Standards, Opinion, Minding the Gap, Performance Analytics, Performance Measurement, Portfolio Management, Regulation & Compliance, Regulatory Enforcement, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: asset managers, financial services industry, FINRA, MIDAS, SEC, Securities Operations, securities trading, Standards, US Securities and Exchange Commission, wall street

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