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SEC Charges KPMG, Deloitte & BDO Units with Improper Audits

March 23, 2018 by FTF News

SEC Charges KPMG, Deloitte & BDO Units with Improper Audits

SEC Focuses On Foreign Affiliates of Auditors The SEC has charged foreign affiliates of KPMG, Deloitte & Touche, and BDO for “their involvement in audit work that circumvented the full oversight of the Public Company Accounting Oversight Board (PCAOB).” The auditors have settled the charges by paying penalties or disgorging their profits from the audits,… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Middle-Office, Operational Risk, Ops Automation, Reconciliation & Exceptions, Risk Management, FinTech Trends, Back-Office, Integration, Standards, Performance Measurement Tagged With: BDO, CQG, Deloitte & Touche, Foreign Affiliates, HSBC, key information documents, KPMG, Nasdaq Futures, NFX Trading Platform, Packaged Retail and Insurance-based Investment Products, Public Company Accounting Oversight Board (PCAOB), Regulatory Documents, SEC, SIX, Visible Alpha

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