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Broadridge Bolsters Solutions for DORA Compliance

October 17, 2024 by FTF News

Broadridge Bolsters Solutions for DORA Compliance

Officials at Broadridge Financial Solutions say they are enhancing the provider’s international post-trade processing capabilities to help firms comply with the European Union’s Digital Operational Resilience Act (DORA), which requires firms to bolster their IT security and resilience when faced with operational disruptions. “The DORA compliance deadline is just three months away and the clock… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Buy-Side, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Digital Transformation Tagged With: automation, back office, Disaster Recovery, operational resilience, operational risk, operations, Securities Operations, Standards

Should Risk & Resilience for Ops Be One?

July 20, 2022 by Eugene Grygo

Should Risk & Resilience for Ops Be One?

Should the securities operations industry rethink the gap between operational resilience and operational risk? Should those working in operations bring the two disciplines closer together, and by doing so, develop a stronger architecture for securities operations? Those are the questions that Guy Warren, CEO at ITRS Group, is pondering and he wants you to ponder… Read More >>

Filed Under: FTF Bull Run Blog, Derivatives Operations, Derivatives Processing, Securities Operations, Buy-Side, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Risk Management, Governance, Digital Transformation, FinTech Trends, Back-Office, Integration, Standards, Opinion, Minding the Gap Tagged With: back office, Buy-side, compliance, data management, Eugene Grygo, ITRS Group, Minding the Gap, operational resilience, operational risk, operations, Securities Operations, Standards, wall street

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