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SEC Pushes to Shed Light on Dark Pool Operations

November 25, 2015 by Louis Chunovic

The SEC has voted to propose new operational-transparency and regulatory-oversight rules for alternative trading systems that trade stocks listed on a national securities exchange (NMS stocks), including “dark pools.” So-called dark pools of liquidity, on private exchanges not available to the general public, have not — at least until now — been transparent, by definition…. Read More >>

Filed Under: General Interest, Governance, Regulation & Compliance, Industry News Tagged With: alternative trading, broker-dealer, Dark Pool Operations, dark pools, dark pools of liquidity, Market Data, Mary Jo White, national securities exchange (NMS stocks), operational-transparency, private exchanges, regulation ATS, Regulation NMS, regulatory-oversight, SEC, Securities and Exchange Commission (SEC), transparency, unfair trading

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