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CFTC’s Whistleblower Awards Total More than $45 Million

August 7, 2018 by FTF News

CFTC’s Whistleblower Awards Total More than $45 Million

Whistleblower Program Experiences High-Volume Response  The CFTC has handed out more than $45 million in multiple whistleblower awards, reflecting the higher volumes and greater complexity of incoming whistleblower submissions, officials say. In fact, the regulator last month acknowledged “an award of approximately $30 million to one whistleblower and the first award was made by the… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Corporate Actions, Data Management, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Risk Management, Settlement, Governance, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: BT Radianz, CFTC, Cloud9, Cobalt, derivatives market, Dodd-Frank, fintech, Gerald Starr, ICE Libor, IHS Markit, OTC derivatives, Section 748, SOFR, Whistleblower Program

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