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Firms Are Risking MiFID II Fines: Survey

July 17, 2018 by Eugene Grygo

Firms Are Risking MiFID II Fines: Survey

Evidence is surfacing that some financial services firms have been risking big fines by failing to comply with the MiFID II reforms while a key U.K. authority is reporting that it has seen a 55 percent increase in MiFID II transaction reports. An integrated communications vendor, TeleWare recently released the results of a survey showing… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Data Management, Industry News, Operational Risk, Ops Automation, Risk Management, Governance, Back-Office, Standards, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: fines, Mark Steward, MiFID II, Steve Haworth, TeleWare, transaction reports

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