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U.K. Firms Told to Keep to MiFID II Timetable

July 11, 2016 by Lynn Strongin Dodds

In the current period of post-Brexit limbo, questions are being asked over the fate of impending European regulations such as the Markets in Financial Instruments Directive II (MiFID II) which is due to come into force in 2018. While tempting to push it down the agenda — it has been continually delayed — financial institutions… Read More >>

Filed Under: Derivatives Operations, Operational Risk, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting Tagged With: Basel Committee, Brexit, EU, European Securities and Markets Authority (ESMA), European Union, Financial Conduct Authority (FCA), FSB, G20, MiFID II, regulation, Tory party

Brexit Political Turmoil Puts Markets in Limbo

July 5, 2016 by Lynn Strongin Dodds

Former U.K. Prime Minister Harold Macmillan once famously said that a “week is a long time in politics,” but if recent events are anything to go by perhaps the statement should apply to 24 hours. Within a day last week, U.K. politics was turned on its head in a series of events that would be… Read More >>

Filed Under: General Interest, Regulation & Compliance, Industry News Tagged With: AIFMD, Boris Johnson, Brexit, City of London, Confluence, E.U., global economy, global markets, Harold Macmillan, K&K Global Consulting, MiFID II, Paul Soltis, Tory party, U.K., UCITS, UK referendum

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