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Lack of Global Standards Impedes Trade Repositories: ESMA Report

February 11, 2016 by Lynn Strongin Dodds

The lack of global standards in the trade repository space (TR) could hinder the repository process, a finding of the European Securities and Markets Authority (ESMA) in its recently published 55-page 2016 annual report, which outlines its supervisory priorities for credit ratings agency (CRA) governance as well as the quality and data access for TRs…. Read More >>

Filed Under: Derivatives Operations, Middle-Office, Operational Risk, Risk Management, Governance, FinTech Trends, Regulation & Compliance, Regulatory Compliance Tagged With: Committee of Payments and Market Infrastructures, Dodd-Frank, EMIR, ESMA, European Market Infrastructure Regulation, European Securities and Markets Authority (ESMA), Financial Stability Board, Fitch Ratings, governance, harmonization, Legal Entity Identifiers, LEIs, Linedata, Moody’s, OTC derivatives, Sapient GLobal Markets, Standard & Poor's, Standards, trade repository, Unique Product Identifiers, Unique Trade Indentifiers, UPIs, UTIs

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