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Voice Surveillance Service Targets Off-Channel Regulatory Woes

September 19, 2024 by Eugene Grygo

Voice Surveillance Service Targets Off-Channel Regulatory Woes

Securities firms are on the radar of regulators looking for violations of their usage of off-channel communications and that was part of the impetus for digital communications and recordkeeping provider Global Relay’s creation of a voice-to-text service — Global Relay Transcription —that exploits artificial intelligence technologies, officials say. The SEC has been levying fines and… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Data Management, Middle-Office, Operational Risk, Ops Automation, Artificial Intelligence, Data Science, Digital Transformation, Back-Office, Integration, Standards, Regulation & Compliance, Regulatory Enforcement, Regulatory Compliance, Regulatory Reporting Tagged With: automation, back office, data management, regulatory reporting, Securities Operations, voice surveillance, voice-based trading communications, wall street

IPC & Cloud9 Collaborate to Advance Voice-Trading

August 22, 2019 by Eugene Grygo

IPC & Cloud9 Collaborate to Advance Voice-Trading

In a collaboration reflecting the complementary nature of their businesses, IPC, a voice-based trading communications and networking vendor, is working with Cloud9 Technologies, a cloud-based communications provider, to offer unified solutions for endpoint connectivity, mobility, advanced data analytics and business continuity planning, officials say. “IPC and Cloud9 have each been listening to, and are keenly… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Reconciliation & Exceptions, Risk Management, Settlement, Governance, Artificial Intelligence, FinTech Trends, Back-Office, Integration, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: cloud-based communications, Cloud9, David Hudson, IPC, voice trading, voice-based trading communications

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