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ICE Shakes Up NYSE’s Executive Team

December 8, 2021 by Eugene Grygo

ICE Shakes Up NYSE’s Executive Team

December has always been full of surprises — good and bad — and the Intercontinental Exchange (ICE), the exchanges company that owns the New York Stock Exchange, has announced a slew of executive surprises this week for NYSE and ICE. In a press release and an accompanying letter from Jeff Sprecher, founder, chairman, and CEO… Read More >>

Filed Under: FTF Bull Run Blog, Derivatives Operations, Securities Operations, Data Management, Industry News, Operational Risk, Ops Automation, Diversity & Human Interest, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), Digital Transformation, FinTech Trends, Opinion, Minding the Gap, ESG Data & Investing, KYC, Regulation & Compliance, Industry News, People Moves Tagged With: automation, back office, CFTC, governance, ICE, Intercontinental Exchange (ICE), Lynn Martin, Nyse, Securities Operations, Sharon Bowen, Stacey Cunningham, wall street, Wall Street executives

Senator Elizabeth Warren Proposes Jailing Wall Street Execs

March 22, 2018 by Louis Chunovic

Senator Elizabeth Warren Proposes Jailing Wall Street Execs

U.S. Senator Elizabeth Warren has introduced legislation that could send Wall Street executives found guilty of financial crimes to prison for up to five years. Moreover, if the executives are found guilty of financial crimes “while violating another law of the United States or as part of a pattern of any illegal activity involving more… Read More >>

Filed Under: Industry News, Operational Risk, Risk Management, Governance, Diversity, Equity, and Inclusion (DEI), Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: Elizabeth Warren, Ending Too Big to Jail Act, fraud on Wall Street, legislation, TARP, Treasury Department, U.S. Senator, Wall Street executives

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