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Paper Security Certificates Must Go: DTCC

October 2, 2020 by Eugene Grygo

Paper Security Certificates Must Go: DTCC

The Depository Trust and Clearing Corp. (DTCC), a major post-trade infrastructure, systems, and services provider, is on a mission to convince the U.S. securities industry to get rid of paper-based, physical securities and replace them with electronic records. The proper term for the effort is dematerialization, which the DTCC says is an essential transition that… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Buy-Side, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Risk Management, Settlement, Governance, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Back-Office, Integration, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: automation, compliance, Depository Trust and Clearing Corp. (DTCC), manual processing, operational risk, operations, paper certificats, Securities Industry and Financial Markets Association (SIFMA), Securities Operations, securities-related electronic records, whitepaper

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