Latest News
- Disaster and Business Continuity
 - Derivatives Operations +
 - 
                    Securities Operations    
                                                                                    +
                                                                        
                    
                                            
- IBOR
 - Affirmation, Allocation & Confirmation
 - Back Office
 - Buy-Side
 - Case Studies
 - Clearing
 - Corporate Actions
 - Data Management
 - FX Operations
 - Hedge Fund Operations
 - Industry News
 - Private Equity
 - Mergers & Acquisitions
 - Middle-Office
 - Operational Risk
 - Ops Automation
 - Outsourcing
 - Private Markets
 - Reconciliation & Exceptions
 - Risk Management
 - Sell-Side
 - Settlement
 - T+1 Settlement
 
 - Diversity & Human Interest +
 - FinTech Trends +
 - Opinion +
 - Performance Measurement +
 - Regulation & Compliance +
 - Industry News +
 - FTF Media & Content Channels +
 - FTF Bull Run Blog
 
Among other charges, KPMG allegedly obtained illicit data about pending watchdog reviews of its audits.
KPMG, a major auditor serving Wall Street, has settled with the SEC for $50 million over multiple misconduct charges, including the allegation that former employees used “stolen information” from the Public Company Accounting Oversight Board to find out which past audits would be re-visited by the PCAOB. The PCAOB, created via the Sarbanes-Oxley Act of...
Already a subscriber? Login here
