Latest News
- Disaster and Business Continuity
- Derivatives Operations +
-
Securities Operations
+
- IBOR
- Affirmation, Allocation & Confirmation
- Back Office
- Buy-Side
- Case Studies
- Clearing
- Corporate Actions
- Data Management
- FX Operations
- Hedge Fund Operations
- Industry News
- Private Equity
- Mergers & Acquisitions
- Middle-Office
- Operational Risk
- Ops Automation
- Outsourcing
- Private Markets
- Reconciliation & Exceptions
- Risk Management
- Sell-Side
- Settlement
- T+1 Settlement
- Diversity & Human Interest +
- FinTech Trends +
- Opinion +
- Performance Measurement +
- Regulation & Compliance +
- Industry News +
- FTF Media & Content Channels +
- FTF Bull Run Blog
An advocacy group says investors who win FINRA arbitration awards but go unpaid should get the windfall.
The Board of Governors of the Financial Industry Regulatory Authority (FINRA) has been criticized for approving a $50 million rebate to FINRA members rather than distributing the windfall to investors who have won arbitration awards against members of the self-regulatory organization (SRO) but have not been paid. The organization crying foul is the Public Investors...
Already a subscriber? Login here