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Actiance & Relativity Partner to Bolster Legal & Regulatory Reviews

January 31, 2018 by Eugene Grygo

Actiance & Relativity Partner to Bolster Legal & Regulatory Reviews

(Editor’s note: Actiance, a communications compliance, archiving, and analytics vendor, has just announced that it is working with Relativity, maker of eDiscovery offerings, on a way to integrate Actiance’s cloud-based content store Alcatraz with the Relativity platform, officials say. The integration to come will enable the companies to “export electronically stored information (ESI) from more… Read More >>

Filed Under: Securities Operations, Data Management, Operational Risk, General Interest, Governance, FinTech Trends, Integration, Standards, KYC, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Social Media, Industry News Tagged With: Actiance, Alcatraz platforms, civil litigation, eDiscovery, financial services firms, internal investigations, Relativity, Robert Cruz

Credit Suisse Asset Management Group Sells Off Actiance Investment

December 5, 2017 by FTF News

Credit Suisse Asset Management Group Sells Off Actiance Investment

Sale is Key to the Merging of Actiance and Smarsh Credit Suisse Asset Management’s NEXT Investors group reported on Nov. 30 that it has exited its investment in Actiance, a communications and social media compliance, archiving, and analytics vendor, via a sale to K1 Investment Management, a U.S. private equity firm that invests in enterprise… Read More >>

Filed Under: Securities Operations, Industry News, Ops Automation, General Interest, FinTech Trends, Back-Office, Industry News, People Moves Tagged With: Actiance, asset management, assets under management (AUM), Blackrock, Citibanamex, Citigroup Inc., Coex, Coex Partners, Credit Suisse Asset Management, ICAP, NEXT Investors, OTC, TP ICAP

Actiance & Smarsh to Become One Company

November 15, 2017 by Eugene Grygo

Actiance & Smarsh to Become One Company

Rival providers of social media compliance for financial services, Smarsh and Actiance, will become one company via private equity firm K1 Investment Management, which has just announced that it is acquiring Actiance. If authorities approve the combination, the new company will serve “more than 6,500 financial services firms ─ including the top 15 global banks… Read More >>

Filed Under: Securities Operations, Data Management, Mergers & Acquisitions, Operational Risk, Ops Automation, General Interest, Governance, FinTech Trends, Back-Office, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Social Media, Industry News Tagged With: Actiance, equity firm, K1 Investment Management, Kailash Ambwani, Neil Malik, Smarsh

Regulators Catch Up to Social Media Usage

June 13, 2017 by Eugene Grygo

(Editor’s note: Digital compliance, archiving, and analytics vendor, Actiance, recently signed a global partnership with Hootsuite, a social media management platform provider. The partnership will combine Hootsuite’s platform with Actiance’s Socialite offering for compliance across public social networks, and Actiance’s Alcatraz, a context-aware, cloud-based archive. A key aspect of the collaboration is the growing list… Read More >>

Filed Under: Regulation & Compliance, Social Media Tagged With: Actiance, Financial Conduct Authority (FCA), FINRA, General Data Protection Regulation (GDPR), Hootsuite, Investment Industry Regulatory Organization of Canada (IIROC), MiFID II, SEC, social media compliance

Actiance & Hootsuite Sign Social Media Compliance Pact

May 30, 2017 by Eugene Grygo

Vendors to Target Global Compliance for Social Media   Actiance, a digital compliance, archiving, and analytics vendor, has signed a global partnership with Hootsuite, a social media management platform provider, to offer a comprehensive compliance solution for financial services firms. The partnership will combine Hootsuite’s platform with Actiance’s Socialite offering for compliance across public social… Read More >>

Filed Under: Securities Operations, Buy-Side, Risk Management, FinTech Trends, Back-Office, Regulation & Compliance, Social Media Tagged With: Actiance, Alcova Asset Management, AQMetrics, Broadridge, Colchis Capital Management, Financial Conduct Authority (FCA), FINRA, General Data Protection Regulation (GDPR), Hibernia, Hootsuite, Investment Industry Regulatory Organization of Canada (IIROC), Jabre Capital, MiFID II, SEC, SWIFT

Time to Ramp Up Social Media Risk Management?

November 11, 2015 by Eugene Grygo

Financial services firms may want to up their social media compliance training say industry experts reacting to the news that a federal grand jury in San Francisco and the SEC are charging James Alan Craig, who lives in Scotland, with securities fraud via an alleged scheme involving Twitter accounts and damaging messages. In fact, to… Read More >>

Filed Under: Securities Operations, Risk Management, General Interest, Social Media, Industry News Tagged With: Actiance, Brian J. Stretch, Citron Research, compliance, David J. Johnson, Ethan Wall, FCA, Federal Bureau of Investigation, FINRA, IIROC, IIROCSEC, James Alan Craig, Jina L. Choi, Joanna Belbey, Muddy Waters Research, Nasdaq, Office of Investor Education and Advocacy, SEC, SEC’s San Francisco Regional Office, social media, Social Media and Investing – Stock Rumors, social media fraud, social media risk management, TradeMonster, Twitter, U.S. District Court for the Northern District of California

Follow Your Passion & Keep Your Day Job: Q&A

December 4, 2014 by Eugene Grygo

Follow Your Passion & Keep Your Day Job: Q&A

(While working on online educational programs for the securities industry, Joanna Belbey got the bug for filmmaking. She was running a financial services compliance training company for several years before her current role as a social media and compliance specialist for Actiance, a solutions provider that offers a platform to manage social media channels. Belbey… Read More >>

Filed Under: General Interest, Governance, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Opinion, Q&As, KYC, AML/Fraud/Financial Crime, Social Media Tagged With: Actiance, filmmaking, Joanna Belbey, social media, social media compliance

A Compliance Speed Bump in an Era of ‘Social Selling’

August 8, 2014 by Eugene Grygo

LinkedIn, a social media site for business interactions, is hoping to take “social selling” to the next level via an upgrade of Sales Navigator to a software-as-a-service (SasS), enterprise-wide offering. Anticipating demand for Sales Navigator, social media compliance provider Hearsay Social is developing capabilities to help its financial services clients use the sales tool and… Read More >>

Filed Under: Social Media Tagged With: Actiance, Broadridge Financial Solutions, certified compliance partners, Erado, FINRA, Global Repay, Hearsay Social, LinkedIn, sales navigator, SEC, Smarsh, social media and compliance, Socialware

LGIM Signs On for Misys Sophis Platform as Actiance Launches Alcatraz

January 29, 2014 by Maureen Lowe

Legal & General Investment Management to Deploy Misys Platform  London-based investment manager Legal & General Investment Management (LGIM) will be deploying the fixed income portfolio and risk management platform Misys Sophis VALUE to govern its fixed income trading and liability-driven investment (LDI) businesses, say officials from the firm and Misys. The firm is using the… Read More >>

Filed Under: General Interest, Industry News Tagged With: Abacus Group, Actiance, Alcatraz, Global Relay, Legal & General Investment Management, Misys, Nomura Research Institute

Taking Social Media to the Next Level

November 13, 2012 by Eugene Grygo

Direxion Funds, a registered provider of mutual funds and exchange traded funds (ETFs), is becoming more sophisticated about social media to reap more benefits from a phenomenon impossible to ignore. “It’s like someone walking up to you at a cocktail party and saying, ‘Hi, I’ve admired you from afar and I’d like to talk to… Read More >>

Filed Under: Securities Operations, Buy-Side, Industry News, Social Media Tagged With: Actiance, Direxion Funds, Hearsay Social, Protegent, social media compliance, Socialware, SunGard

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