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Time to Ramp Up Social Media Risk Management?

November 11, 2015 by Eugene Grygo

Financial services firms may want to up their social media compliance training say industry experts reacting to the news that a federal grand jury in San Francisco and the SEC are charging James Alan Craig, who lives in Scotland, with securities fraud via an alleged scheme involving Twitter accounts and damaging messages. In fact, to… Read More >>

Filed Under: Securities Operations, Risk Management, General Interest, Social Media, Industry News Tagged With: Actiance, Brian J. Stretch, Citron Research, compliance, David J. Johnson, Ethan Wall, FCA, Federal Bureau of Investigation, FINRA, IIROC, IIROCSEC, James Alan Craig, Jina L. Choi, Joanna Belbey, Muddy Waters Research, Nasdaq, Office of Investor Education and Advocacy, SEC, SEC’s San Francisco Regional Office, social media, Social Media and Investing – Stock Rumors, social media fraud, social media risk management, TradeMonster, Twitter, U.S. District Court for the Northern District of California

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