(The Consolidated Audit Trail (CAT) was in the headlines last month as the SEC revised the CAT reporting timeline for broker-dealers due to the complications caused by the COVID-19 pandemic. The new milestones for CAT reporting in 2020 are: June 22: initial equities reporting for large broker-dealers and small broker-dealers that report to FINRA’s Order… Read More >>
Broadridge, BI-SAM Take On Performance Measurement
Broadridge Financial Solutions, a provider of technology solutions for financial firms and corporate issuers, and BI-SAM, a provider of performance measurement and attribution solutions for the asset management industry, report the launch of Broadridge Investment Management Solutions Performance Reporting, designed for institutional asset managers. “Now, asset managers can have access to performance and attribution as… Read More >>
Broadridge Targets Collateral as GFI to Use XBRL
Broadridge Targets Collateral Management Broadridge Financial Solutions, a solutions provider for financial firms and corporate issuers, is launching CollateralPro, an enterprise-wide system for bilateral and cleared derivatives, and securities financing transactions, officials say. CollateralPro, which can be hosted as a managed service or deployed onsite, has optimization module to help clients improve liquidity and profitability… Read More >>
Robertson Stephens is Reborn as Barclays Fills Top Operations Post
Robertson Stephens Reborn as Wealth Management Firm Robertson Stephens Partners LLC has relaunched operations as the holding company of Robertson Stephens Asset Management LLC and broker-dealer Robertson Stephens Securities LLC with Joseph Piazza as chairman and CEO, officials say. While the investment advisor and the broker-dealer units are not yet registered, they have started the… Read More >>
