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CFTC To Part Company with Two Commissioners

May 21, 2025 by Eugene Grygo

CFTC To Part Company with Two Commissioners

The Commodity Futures Trading Commission (CFTC), the regulator for the U.S. derivatives markets, may need to install a revolving door for all the exits and entrances it will be experiencing this month and beyond. CFTC Commissioner Summer K. Mersinger, a Republican, recently announced her departure from the CFTC, while Christy Goldsmith Romero, a Democrat, reiterated… Read More >>

Filed Under: Commodities Trading Operations, Derivatives Exchanges, Derivatives Operations, Derivatives Processing, Risk Management, Blockchain/DLT, Standards, Regulation & Compliance, Regulatory Enforcement, Regulatory Compliance, Regulatory Reporting Tagged With: CFTC, CFTC Chairman, CFTC Commissioner, compliance, derivatives, Digital Assets, OTC derivatives, tokenization

CFTC Swears In New Chairman

July 16, 2019 by FTF News

CFTC Swears In New Chairman

Tarbert is 14th CFTC Chairman Dr. Heath P. Tarbert, the CFTC’s new chairman, is vowing to “hit the ground running” as his term kicked off July 15, and marks the end of J. Christopher Giancarlo’s service as head of the regulator for the commodities and derivatives trading industry. “At its core, the CFTC is a… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Reconciliation & Exceptions, Risk Management, Settlement, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Back-Office, Integration, Standards, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: Axioma, Calypso, CFTC Chairman, Citi, Didier Bouillard, digital proxy voting platform, Dr. Heath P. Tarbert, Paul Conn, Proxymity, Tej Sidhu, Tom Edwards, Xceptor

New CFTC Chairman Faces Long To-Do List

June 6, 2019 by Eugene Grygo

New CFTC Chairman Faces Long To-Do List

Heath P. Tarbert, the Acting Under Secretary for the U.S. Department of the Treasury, has won Senate confirmation to be the next chairman of the CFTC, and will face regulatory concerns ranging from finishing Dodd-Frank reforms to the emergence of instruments based on crypto-currencies during his term, slated to last until April 2024. Following the… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Operational Risk, Ops Automation, Risk Management, Settlement, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), Artificial Intelligence, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, Economic Sanctions, Industry News, People Moves Tagged With: CFTC, CFTC Chairman, clearinghouses, cyberattacks, cybersecurity threats, Heath P. Tarbert, initial margin, J. Christopher Giancarlo, variation margin

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