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Key Groups Challenge SEC’s Cyberattack Disclosure Processes

May 28, 2025 by Eugene Grygo

Key Groups Challenge SEC’s Cyberattack Disclosure Processes

Key securities industry trade associations are challenging the disclosure procedures of a cybersecurity rule adopted in 2023 by the U.S. Securities and Exchange Commission (SEC), asking the regulator to return to a principles-based disclosure regime. SIFMA, the American Bankers Association (ABA), the Bank Policy Institute (BPI), the Independent Community Bankers of America (ICBA), and the… Read More >>

Filed Under: Securities Operations, Back Office, Data Management, Operational Risk, Regulation & Compliance, Regulatory Enforcement, Cybersecurity, Regulatory Compliance, Regulatory Reporting Tagged With: cyber-security compliance, cyberattack, cybersecurity regulation, cybersecurity threats, disclosure, SEC, Securities Industry and Financial Markets Association (SIFMA), Securities Operations, Standards, wall street

New CFTC Chairman Faces Long To-Do List

June 6, 2019 by Eugene Grygo

New CFTC Chairman Faces Long To-Do List

Heath P. Tarbert, the Acting Under Secretary for the U.S. Department of the Treasury, has won Senate confirmation to be the next chairman of the CFTC, and will face regulatory concerns ranging from finishing Dodd-Frank reforms to the emergence of instruments based on crypto-currencies during his term, slated to last until April 2024. Following the… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Operational Risk, Ops Automation, Risk Management, Settlement, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), Artificial Intelligence, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, Economic Sanctions, Industry News, People Moves Tagged With: CFTC, CFTC Chairman, clearinghouses, cyberattacks, cybersecurity threats, Heath P. Tarbert, initial margin, J. Christopher Giancarlo, variation margin

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