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Capco Is Working With OpenAI

March 19, 2025 by FTF News

Capco Is Working With OpenAI

Technology and management consultancy Capco is collaborating with OpenAI, the maker of ChatGPT, and the effort is intended to combine OpenAI’s innovations with Capco’s financial services domain expertise, officials say. ChatGPT is a chatbot based upon generative artificial intelligence (A.I.) technology known as the GPT-4o large language model (LLM), officials say. Like all chatbots, ChatGPT… Read More >>

Filed Under: Securities Operations, Data Management, Ops Automation, Risk Management, Settlement, Governance, Artificial Intelligence, Data Science, Digital Transformation, FinTech Trends, Integration, Standards Tagged With: artificiial intelligence, Capco, chatbots, ChatGPT, data management, generative A.I., Standards

Chatbots Are On FINRA’s Compliance Radar

June 13, 2024 by Eugene Grygo

Chatbots Are On FINRA’s Compliance Radar

(Applications and systems that use artificial intelligence (A.I.) technologies such as chatbots are on the radar of the Financial Industry Regulatory Authority (FINRA), the self-regulatory organization for U.S. broker-dealers. The regulator has issued guidances, updates, and alerts about the subject noting the “benefits for investors include enhanced access to customized products and services, lower costs,… Read More >>

Filed Under: Securities Operations, Back Office, Data Management, Operational Risk, Ops Automation, Risk Management, Artificial Intelligence, FinTech Trends, Opinion, Q&As, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Enforcement, Regulatory Compliance, Regulatory Reporting Tagged With: AI technology, automation, chatbots, compliance, FINRA, operational risk, SEC, Securities Operations

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