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CFTC Entices More Prime Brokerages to Use SEFs

April 2, 2019 by FTF News

CFTC Entices More Prime Brokerages to Use SEFs

CFTC Issues No-Action SEF Relief for Prime Brokers  Prime brokerages are getting new encouragement to trade swaps via swap execution facilities (SEFs), according to a recent action via the CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO). Officials at the division announced that they will provide no-action relief to facilitate prime brokerage activities on… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Case Studies, Clearing, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Risk Management, Governance, FinTech Trends, Back-Office, Integration, Standards, KYC, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: asset manager, brokerage, CFTC, Cloud-based FX, DTaaS, DTCC-Euroclear, front-to-back system, Linear Investments, Matthew Kulkin, MiFID II, Paul Kelly, portfolio margin, Post-Trade Management, Refinitiv, SEF, SimCorp Dimension, streamlined workflow, Willis Towers Watson

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