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Firms Are Moving Fast to Public Clouds: Survey

July 25, 2018 by Eugene Grygo

Firms Are Moving Fast to Public Clouds: Survey

Much has been made about how financial services firms have heartily embraced private cloud computing but it appears that they are now ready to put their money where their mouth is as far as public clouds, according to the results of a survey conducted by Thomson Reuters. The Thomson Reuters global survey of senior IT… Read More >>

Filed Under: Securities Operations, Data Management, Industry News, Operational Risk, Ops Automation, General Interest, Governance, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, Industry News Tagged With: blythe masters, cloud computing, Financial & Risk business, financial services firms, Leonard Law, Survey, Thomson Reuters

FTF Awards Q&A: Why Eagle is a Cloud Pioneer

July 18, 2018 by Eugene Grygo

FTF Awards Q&A: Why Eagle is a Cloud Pioneer

(Editor’s note: Eagle Investment Systems has won many awards over the years via the 2018 FTF Technology Innovation Awards. This year it was voted Best Cloud Computing Solution for its Eagle ACCESS private cloud system. FTF News got time with Mike Fitzgerald, the chief information officer at Eagle, to delve into why the company chose… Read More >>

Filed Under: Securities Operations, Data Management, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Risk Management, Governance, Back-Office, Standards, Opinion, Q&As Tagged With: Best Cloud Computing Solution, BNY Mellon, cloud computing, Eagle Investment Systems, FTF awards, FTF Awards 2018, Mike Fitzgerald, Q&A

ACA Compliance Group to Acquire Cordium

April 17, 2018 by FTF News

ACA Compliance Group to Acquire Cordium

Acquisition to Expand ACA’s Services in Europe ACA Compliance Group reports that it will acquire Cordium, a provider of governance, risk and compliance (GRC) services. ACA, a provider of risk management and technology solutions that focus on regulatory compliance, performance, financial crime, and cybersecurity, expects the transaction to close this summer, subject to regulatory approvals…. Read More >>

Filed Under: Securities Operations, Buy-Side, Corporate Actions, Data Management, Middle-Office, Operational Risk, Ops Automation, Risk Management, Governance, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, AML/Fraud/Financial Crime, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting Tagged With: ACA Compliance Group, blockchain/DLT, cloud computing, Cordium, Cybersecurity, Financial Crime, GRC, Joe Cammarata, Justin Wheatley, Lewis S. Ranieri, M&A, Ranieri Solutions, risk and compliance, security-token trading software, StatPro, Symbiont, tZero

FCM Opts for Cloud-Based Trade Surveillance

March 14, 2018 by Eugene Grygo

FCM Opts for Cloud-Based Trade Surveillance

Futures commission merchant (FCM) Rosenthal Collins Group (RCG) has deployed a new trade surveillance system that officials at the independent brokerage and clearing firm say is bringing them the benefits of cloud computing. On Feb.1, 2018, the firm deployed the Validus platform from Eventus Systems, Inc., a regulatory technology software vendor targeting capital markets, officials… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Case Studies, Data Management, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Reconciliation & Exceptions, Risk Management, Governance, Back-Office, Integration, Standards, Derivatives Tagged With: cloud computing, Eventus Systems, FCM, foreign exchange, futures commission merchant, RCG Onyx Plus, Rosenthal Collins Group (RCG), Tom Mallers, trade surveillance system, Travis Schwab

FTF Awards Gala Q&A: Clouds Rise in 2016

August 29, 2017 by Eugene Grygo

(Neil Smyth, marketing and technology director at StatPro, reports that 2016 was a turning point for the acceptance of cloud computing. FTF News got time with Smyth to talk about StatPro Revolution and its wins as Best Performance and Attribution System via the 2017 FTF Technology Innovation Awards competition. Smyth oversees global marketing at StatPro… Read More >>

Filed Under: Securities Operations, Data Management, Ops Automation, Reconciliation & Exceptions, Governance, FinTech Trends, Back-Office, Opinion, Q&As, Performance Measurement, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: cloud computing, Neil Smyth, Performance Measurment, StatPro

DDJ Bolsters Ops via Cloud Version of Portia

July 19, 2017 by Eugene Grygo

Firm Gains Time, Ops Advantages via SS&C Hosting Investment manager DDJ Capital Management has signed on to use the hosted, software-as-a-service (SaaS) version of the venerable Portia system to outsource the creation, maintenance and control of overnight workflows and batch jobs, say officials at SS&C Technologies, the financial IT conglomerate that owns Portia. The SaaS… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Securities Operations, Buy-Side, Ops Automation, FinTech Trends, Back-Office, Regulation & Compliance, Derivatives, Regulatory Compliance Tagged With: cloud computing, CloudMargin, collateral management technology, DDJ Capital Management, IBOR, Investment Book of Record, margining operations, OTC derivatives regulation, SimCorp, software-as-a-service (SaaS), South Africa, South African Central Securities Depository (CSD), SS&C Technologies, STP, straight through processing

Buy Side Finds New Love for Public Clouds, Big Data

July 13, 2017 by Eugene Grygo

Buy-side firms once reluctant to embrace cloud computing are apparently changing course as two-thirds of those responding to a recent survey intend to use the services of public cloud providers over the next five years. The survey and research from Boston-based Sapient Consulting also focuses on other emerging technologies that are disrupting how the buy… Read More >>

Filed Under: Securities Operations, Buy-Side, Data Management, FinTech Trends, Regulation & Compliance, Cybersecurity Tagged With: artificial intelligence (AI), Big Data, cloud computing, Cybersecurity, data as a service (DaaS), data privacy, Infrastructure as a service (IaaS), Platform-as-a-Service (PaaS), public cloud, Sapient, software-as-a-service (SaaS)

Australian Firm to Use Eagle Platform for Data & Performance Management

June 27, 2017 by Eugene Grygo

QIC Moves Away from Global Custodian QIC, the Australian investment fund for the Queensland government, will be using cloud-based data management and performance measurement solutions from Eagle Investment Systems, which marks a move away from a global custodian that had been providing outsourced data and performance measurement functions. The firm, which has A$81 billion in… Read More >>

Filed Under: Securities Operations, Data Management, Risk Management, FinTech Trends, Back-Office, Performance Measurement, Regulation & Compliance, Regulatory Reporting Tagged With: Broadridge, cloud computing, data management, Eagle Investment Systems, European Securities and Markets Authority (ESMA), Numerix, QIC, risk management, Securities Financing Transaction Regulation (SFTR), trade reporting

RIA to Use Fiserv’s Portfolio Accounting & Trading System

June 20, 2017 by Eugene Grygo

Capital Wealth Planning to Deploy Fiserv Platform  Capital Wealth Planning, a registered investment advisor (RIA), will be deploying the Unified Wealth Platform from Fiserv for portfolio accounting and trading in order to supports its growth path. The firm, based in Naples, Fla., chose the Fiserv to help it “achieve greater productivity and efficiency in our… Read More >>

Filed Under: Securities Operations, Buy-Side, Industry News, Ops Automation, Reconciliation & Exceptions, FinTech Trends, Performance Measurement, Regulation & Compliance, Regulatory Reporting Tagged With: Capital Wealth Planning, cloud computing, Deloitte, Finastra, Fiserv, IBM, IHS Markit, MiFID II

Sapient Global Markets Tightens Links to Microsoft Azure

June 15, 2017 by Eugene Grygo

Sapient Global Markets (SGM), a technology and consulting services provider, will be tightening its collaboration with Microsoft’s Azure cloud computing service, and Sapient’s CMRS regulatory reporting platform will be taking full advantage of the greater joint effort, officials say. “We have had CMRS on Azure for the last two years but we are now enhancing… Read More >>

Filed Under: Operational Risk, Regulation & Compliance, Regulatory Reporting Tagged With: cloud computing, Comprehensive Capital Analysis and Review (CCAR), Markets in Financial Instruments Directive (MiFID II), Microsoft Azure, regulatory reporting, Sapient GLobal Markets

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