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Glencore Penalized $1B+ via Corruption Cases

June 2, 2022 by Eugene Grygo

Glencore Penalized $1B+ via Corruption Cases

Glencore International A.G. and Glencore Ltd., which are part of a commodity trading and mining firm based in Baar, Switzerland, have admitted their guilt in sprawling schemes of foreign bribery and market manipulation that led to market advantages but also scandal, plea bargains, and a billion-dollar fine. Among many authorities across the globe, the complex… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Clearing, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Risk Management, Governance, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: bribery, CFTC, commodity risk management, compliance, data management, derivatives, Foreign Corrupt Practices Act (FCPA), operational risk, price fixing, Securities Operations, U.S. Department of Justice

FTF Reveals the Winners of the 2022 FTF Awards

May 8, 2022 by FTF News

FTF Reveals the Winners of the 2022 FTF Awards

Financial Technologies Forum (FTF) is pleased to announce the winners of the 2022 FTF News Technology Innovation Awards competition and to confirm that there will be an in-person gala event later this year to celebrate the industry’s achievements in operational excellence. “I think it’s safe to say that it’s been a long two years. During… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Private Markets, Reconciliation & Exceptions, Risk Management, Settlement, Diversity & Human Interest, Fun & Recreation, Governance, Diversity, Equity, and Inclusion (DEI), Artificial Intelligence, Digital Transformation, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, ESG Data & Investing, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, FTF Awards Tagged With: automation, back office, blockchain, Buy-side, clearing, cloud computing, collateral management, compliance, corporate actions, Cybersecurity, data management, derivatives, distributed ledger technology (DLT), FTF News, governance, operational risk, operations, OTC derivatives, performance measurement, reconciliation, regulatory reporting, Securities Operations, settlement, wall street

Senate Confirms ‘Most Diverse’ CFTC Ever

April 1, 2022 by Eugene Grygo

Senate Confirms ‘Most Diverse’ CFTC Ever

The U.S. Senate has confirmed a new slate of commissioners for the CFTC and they will write the next chapter for the regulatory agency now led by Chairman Rostin Behnam, who notes that “the CFTC has the most diverse set of commissioners in the agency’s history.” U.S. Senators Debbie Stabenow (D-Mich.), chairwoman of the U.S…. Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Clearing, Data Management, Industry News, Middle-Office, Ops Automation, Risk Management, Diversity & Human Interest, Diversity, Equity, and Inclusion (DEI), Digital Transformation, Back-Office, Standards, ESG Data & Investing, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: automation, back office, blockchain, CFTC, compliance, derivatives, OTC derivatives, regulatory reporting, settlement

Broadridge Revamps ProxyVote App & Other News

April 1, 2022 by FTF News

Broadridge Revamps ProxyVote App & Other News

ProxyVote Updates Target Ease-of- Voting & Query Concerns Broadridge Financial Solutions has improved its ProxyVote app to help investors gain easier access to proxy information, officials say. “The enhancements make it easier than ever for investors to access and review proxy information in upcoming annual meetings of the companies and mutual funds they own, and… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Securities Operations, Buy-Side, Clearing, Data Management, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Private Markets, Risk Management, Diversity & Human Interest, Digital Transformation, FinTech Trends, Back-Office, Standards, ESG Data & Investing, Regulatory Reporting, Industry News, People Moves Tagged With: automation, back office, Broadridge Financial Solutions, Buy-side, compliance, data management, derivatives, Dodd-Frank, DTCC, Proxy Voting, Securities Operations, settlement

FTF Unveils Nominees for the 2022 FTF Awards!

March 14, 2022 by FTF News

FTF Unveils Nominees for the 2022 FTF Awards!

Financial Technologies Forum (FTF) and FTF News are pleased to announce the nominees for the 2022 FTF News Technology Innovation Awards competition. The variety and high volume of nominations are clear signs that fintech achievement is alive and kicking amid the challenges of a global pandemic, volatile markets, and a steady flow of game-changers such… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Case Studies, Clearing, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Private Markets, Reconciliation & Exceptions, Risk Management, Settlement, Diversity & Human Interest, Fun & Recreation, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), Artificial Intelligence, Digital Transformation, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, Opinion, ESG Data & Investing, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, Economic Sanctions, Social Media, Industry News, FTF Exchange Podcast, FTF Awards Tagged With: automation, back office, blockchain, Buy-side, clearing, cloud computing, collateral management, compliance, corporate actions, data management, derivatives, Financial Crime, operational risk, performance measurement, reconciliation, regulatory reporting, risk management, Securities Operations, settlement, wall street

Voting for the FTF Awards Starts March 14

March 7, 2022 by FTF News

Voting for the FTF Awards Starts March 14

We are very close to officially announcing the nominees for the highly competitive FTF News Technology Innovation Awards 2022, which means that the most important step is next — industry voters picking the winners. Unless there are extenuating circumstances, the voting process will begin on March 14 and end on April 22. The FTF Awards,… Read More >>

Filed Under: FTF Bull Run Blog, Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Case Studies, Clearing, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Private Markets, Reconciliation & Exceptions, Risk Management, Settlement, Diversity & Human Interest, Fun & Recreation, General Interest, Governance, Artificial Intelligence, Digital Transformation, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, Opinion, Minding the Gap, ESG Data & Investing, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, Economic Sanctions, Social Media, Industry News, FTF Awards Tagged With: automation, back office, blockchain, Buy-side, clearing, cloud computing, compliance, corporate actions, Cybersecurity, data management, derivatives, performance measurement, regulatory reporting, risk management, Securities Operations, settlement

IHS Markit Links Corporate Actions to Class Actions

February 18, 2022 by Eugene Grygo

IHS Markit Links Corporate Actions to Class Actions

IHS Markit and Financial Recovery Technologies (FRT) have launched a partnership that will help IHS Markit clients use FRT’s class action recovery services for securities litigation and, conversely, introduce FRT clients to the corporate actions data and processing capabilities of IHS. The partnership fits in with a key mission of IHS – that of greater… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Buy-Side, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Reconciliation & Exceptions, Risk Management, Settlement, Governance, Digital Transformation, FinTech Trends, Back-Office, Integration, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: automation, back office, Buy-side, class-action lawsuit, compliance, corporate actions, corporate actions processing, derivatives, Dodd-Frank, Financial Recovery Technologies, IHS Markit, regulatory reporting, Securities Operations, wall street

Liquidnet Targets Corporate Bonds & Other Briefs

February 9, 2022 by FTF News

Liquidnet Targets Corporate Bonds & Other Briefs

Liquidnet Offers a Direct Link to Syndicate Banks    Agency broker Liquidnet is focusing on the issuance process for corporate bonds via a new feature that aims to bring straight through processing to the front-to-middle office workflow. The new function of the Liquidnet Primary Markets service helps investors communicate directly with syndicate banks via their… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Industry News, Middle-Office, Ops Automation, Risk Management, Governance, Diversity, Equity, and Inclusion (DEI), Digital Transformation, Back-Office, Standards, ESG Data & Investing, KYC, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: automation, back office, Buy-side, carbon trading, CFTC, compliance, consultancy, data management, derivatives, electronic trading, greenhouse gas emissions, operational risk, Securities Operations

Deutsche Bank Shifts Prime Services to BNPP & More News Briefs

January 10, 2022 by FTF News

Deutsche Bank Shifts Prime Services to BNPP & More News Briefs

 BNP Paribas Takes On 900 Staff Members  BNP Paribas and Deutsche Bank officials report that they completed by the end of last year the “transfer of clients, technology and key staff from Deutsche Bank’s global prime finance and electronic equities businesses to BNP Paribas,” which was according to the agreed-upon timeline. “Over the course of… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Industry News, Middle-Office, Ops Automation, Outsourcing, Risk Management, Governance, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Back-Office, Integration, Standards, Regulation & Compliance, Industry News, People Moves Tagged With: automation, back office, clearing, collateral management, compliance, data management, derivatives, regulation, regulatory reporting, Securities Operations

Get Ready for the FTF Awards 2022

January 10, 2022 by FTF News

Get Ready for the FTF Awards 2022

Get your nominations ready for the highly competitive FTF News Technology Innovation Awards 2022 — now in its 12th year — presented by Financial Technologies Forum and the FTF News service. Since 2011, FTF has celebrated and recognized the professionals, financial technology vendors, service providers, industry bodies, regulators, and other industry participants that have made… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Private Markets, Reconciliation & Exceptions, Risk Management, Settlement, Diversity & Human Interest, Fun & Recreation, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), Artificial Intelligence, Digital Transformation, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, ESG Data & Investing, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, Economic Sanctions, Social Media, Industry News, FTF Awards Tagged With: automation, back office, blockchain, clearing, cloud computing, collateral management, compliance, corporate actions, data management, derivatives, Financial Crime, operational risk, operations, OTC derivatives, regulatory reporting, risk management, Securities Operations, settlement

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