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SEC Bolsters Security for the EDGAR Platform

October 3, 2024 by Eugene Grygo

SEC Bolsters Security for the EDGAR Platform

In case you missed it, the Securities and Exchange Commission adopted “rule and form amendments” late last month that the SEC says will improve the security of its Electronic Data Gathering, Analysis, and Retrieval system, otherwise known as the venerable EDGAR platform. The improvements cover the access and management of filers’ accounts and have been… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Buy-Side, Data Management, Industry News, Operational Risk, Ops Automation, FinTech Trends, Standards, Opinion, Minding the Gap, Performance Analytics, Performance Measurement, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: automation, back office, data management, EDGAR, EDGAR Next, EDGAR Online, EDGAR system, SEC, Securities Operations, Standards, wall street

EDGAR Now Supports IFRS, Security-Based Swap Taxonomies

July 11, 2024 by Eugene Grygo

EDGAR Now Supports IFRS, Security-Based Swap Taxonomies

The SEC has upgraded the popular public database of financial information and operations of public companies, the Electronic Data Gathering, Analysis, and Retrieval, or EDGAR, to support more industry-relevant taxonomies. EDGAR Release 24.2, released on July 1, “now supports the 2024 version of the International Financial Reporting Standards (IFRS) taxonomy and now accepts the Security-Based… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Buy-Side, Clearing, Corporate Actions, Data Management, Hedge Fund Operations, Industry News, Mergers & Acquisitions, Sell-Side, Settlement, T+1 Settlement, Data Science, Digital Transformation, FinTech Trends, Back-Office, Standards, Performance Analytics, Performance Measurement, KYC, Regulation & Compliance, Regulatory Reporting Tagged With: automation, back office, EDGAR, EDGAR Online, EDGAR system, eXtensible Business Reporting Language (XBRL), SEC, Securities Operations, taxonomy, wall street

Broadridge Buys CompSci to Add SEC Filing Features

July 11, 2024 by FTF News

Broadridge Buys CompSci to Add SEC Filing Features

Broadridge Financial Solutions will be expanding its range of services for regulatory filings and disclosure for public companies and funds with the acquisition of provider CompSci Resources, maker of a Web-based, collaborative platform for SEC disclosure preparation, officials say. CompSci’s Transform platform for eXtensible Business Reporting Language (XBRL) tagging and Electronic Data Gathering, Analysis, and… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Buy-Side, Data Management, Industry News, Artificial Intelligence, Digital Transformation, FinTech Trends, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: automation, back office, EDGAR system, eXtensible Business Reporting Language (XBRL), public funds, publicly traded companies, SEC, SEC filings, Securities Operations, wall street

SEC Acts to Prevent Another Cyber-Attack

October 12, 2017 by Louis Chunovic

SEC Acts to Prevent Another Cyber-Attack

The SEC has unveiled a five-point response “going forward” after a 2016 hacker attack on its EDGAR system. EDGAR, or the Electronic Data Gathering, Analysis, and Retrieval system, makes SEC filings by corporations, funds, and individuals accessible via online search, the commission says, and the 2016 cyber intrusion, during an “EDGAR test filing accessed by… Read More >>

Filed Under: Data Management, Operational Risk, Risk Management, Governance, FinTech Trends, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: cyber-attack, EDGAR, EDGAR system, Jay Clayton, SEC

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