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Broadridge Buys CompSci to Add SEC Filing Features

July 11, 2024 by FTF News

Broadridge Buys CompSci to Add SEC Filing Features

Broadridge Financial Solutions will be expanding its range of services for regulatory filings and disclosure for public companies and funds with the acquisition of provider CompSci Resources, maker of a Web-based, collaborative platform for SEC disclosure preparation, officials say. CompSci’s Transform platform for eXtensible Business Reporting Language (XBRL) tagging and Electronic Data Gathering, Analysis, and… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Buy-Side, Data Management, Industry News, Artificial Intelligence, Digital Transformation, FinTech Trends, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: automation, back office, EDGAR system, eXtensible Business Reporting Language (XBRL), public funds, publicly traded companies, SEC, SEC filings, Securities Operations, wall street

SEC Updates Filing Fee Disclosure & Payment Methods

October 15, 2021 by FTF News

SEC Updates Filing Fee Disclosure & Payment Methods

SEC Modernizes Fee Payments     U.S. financial markets regulator, the SEC is revising “most fee-bearing forms, schedules, and related rules” and requiring companies and funds to “include all required information for filing fee calculation in a structured format,” officials announced. The regulator has “adopted amendments to modernize filing fee disclosure and payment methods” that will… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Buy-Side, Case Studies, Data Management, Middle-Office, Operational Risk, Ops Automation, Risk Management, Digital Transformation, Back-Office, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Regulatory Reporting, Industry News, People Moves Tagged With: automation, back office, BNY Mellon, Buy-side, compliance, data management, FX, FX trading, regulatory reporting, SEC, SEC filings, Securities Operations

AI Applied to Unstructured Data Holds ‘Tremendous Potential’

December 22, 2016 by Eugene Grygo

(Editor’s note: The Boston-based indico Data Solutions offers machine learning algorithms for text and image analysis, which are then presented as web services. The goal is to automate “meaningful insight” from unstructured data that can be applied to sentiment analysis, social media monitoring, content filtering, content classification, recommendation, and personalization. FTF News spoke to Vishal… Read More >>

Filed Under: Data Management, General Interest, FinTech Trends, Industry News Tagged With: AI, algorithms, artificial intelligence, content filtering, financial services firms, Quadron Data Solutions, SEC filings, social media monitoring, trading firms, unstructured data, Vishal Daga

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