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Nasdaq Wants ‘Smart Reforms’ to Strengthen Public Companies

April 2, 2025 by Eugene Grygo

Nasdaq Wants ‘Smart Reforms’ to Strengthen Public Companies

Private markets are becoming more appealing as public companies face greater burdens and an unpredictable regulatory environment. So say Nasdaq officials who want to change this situation by strengthening capital markets and recommending key public policy proposals to make that happen. The policy recommendations are featured in a paper, “Advancing the U.S. Public Markets: Unlocking… Read More >>

Filed Under: Securities Operations, Industry News, Private Equity, Private Markets, Diversity & Human Interest, Governance, Digital Transformation, Regulation & Compliance, Regulatory Enforcement, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: compliance, financial market regulation, IPO Listings, Nasdaq, operations, public companies, Public Company Accounting Oversight Board (PCAOB), public offerings, regulatory reform, Standards, US Securities and Exchange Commission, wall street

Financial Information Inc. Unveils North American IPO Service

December 18, 2024 by FTF News

Financial Information Inc. Unveils North American IPO Service

Financial Information Inc. (FII), a provider of corporate action data and historical reference services, has unveiled its North American Exchange Initial Public Offering (IPO) Service. Aimed at investment firms, financial institutions, and consultancies operating in U.S. markets, the service is intended to streamline IPO processes on North American exchanges by collating comprehensive data and insights… Read More >>

Filed Under: Securities Operations, Back Office, Corporate Actions, Data Management, Standards, Regulation & Compliance Tagged With: clearing, initial public offering, IPO Listings, regulatory reporting, Securities Operations, Standards, wall street

Global Stock Exchanges Steam Ahead

October 19, 2017 by Lynn Strongin Dodds

Global Stock Exchanges Steam Ahead

Despite political and economic uncertainty, global stock exchange groups have powered through, generating strong results in the first half of 2017. Total revenues hit $14.7 billion, up 4.1 percent from a year earlier and an annual record is expected to be set by the end of the year, according to a recent report from consultancy… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Clearing, Corporate Actions, General Interest, AML/Fraud/Financial Crime, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: Andy Nybo, BATS Global Markets, Burton-Taylor, CBEO, CETIP, CME Group, Deutche Boerse, exchanges, global exchanges, Hong Kong Exchange Group, index providers, Intercontinental Exchange (ICE), IPO Listings, Japan Stock Exchange, London Stock Exchange Group (LSEG), Market Data, Nasdaq, trading

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