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Liquid Holdings Up for Sale after Nasdaq Delisting

October 30, 2015 by Eugene Grygo

Liquid Holdings Group, Inc., a provider of cloud-based investment management software, has been delisted from trading via the Nasdaq Capital Market and is looking for a merger or similar combination, or a selloff of its assets, according to company officials. The three-year-old vendor dropped its appeal of Nasdaq’s decision and its listing was suspended on… Read More >>

Filed Under: Outsourcing, General Interest, FinTech Trends, Regulation & Compliance, Industry News Tagged With: Brian Storms, Form 10-K, Liquid Holdings Group, Nasdaq Capital Market, Peter Kent, Robert O'Boyle, SenaHill Advisors

Liquid Holdings Faces Nasdaq Delisting

October 1, 2015 by Eugene Grygo

Cloud-based investment management solutions vendor Liquid Holdings Group, Inc. (Nasdaq: LIQD) is facing a delisting from the Nasdaq Stock Market because it allegedly fails to consistently file reports with the SEC, say Liquid officials. The company has gotten a reprieve by requesting a hearing before Nasdaq to challenge its delisting but that only lasts until… Read More >>

Filed Under: Securities Operations, Buy-Side, FinTech Trends Tagged With: Inc., Liquid Holdings Group, Nasdaq, SEC

Liquid Holdings Shuffles Executives

March 26, 2015 by Louis Chunovic

New York City-headquartered Liquid Holdings Group, a provider of a software-as-a-service-based (Saas) solutions for the investment management community, reports three senior executive management changes, effective immediately. They are: CFO Peter Kent has been promoted to CEO, succeeding Brian Storms, who will become the company’s vice chairman, providing “advice and counseling in the areas of sales,… Read More >>

Filed Under: Industry News, People Moves Tagged With: cloud, cloud computing, compliance, data management, hedge fund operations, Liquid Holdings Group, SaaS

Liquid, ConvergEx Unit Partner for Outsourcing

May 22, 2014 by Eugene Grygo

Liquid Holdings Group, which services hedge funds via the cloud, and a ConvergEx prime brokerage and clearing services unit have signed a joint, non-exclusive marketing agreement that will allow each to recommend the other’s offerings to clients that want to cut costs via outsourcing. “Organizations are looking to reduce their costs and reduce their points… Read More >>

Filed Under: Outsourcing, General Interest, Industry News Tagged With: ConvergEx, Liquid Holdings Group

FIS Group Adds Liquid to List of Service Providers

April 22, 2014 by Louis Chunovic

Liquid Holdings Group reports that it will be among the first group of approved service providers that investment manager FIS Group will offer to its roster of emerging investment managers via its Ecosystem program. Liquid Holdings, formed in 2012, is a cloud-based technology and managed services provider to the global hedge fund and trading markets…. Read More >>

Filed Under: General Interest, Industry News Tagged With: cloud computing, FIS Group, Liquid Holdings Group

NYSE Technologies Sale Spurs Exec Shuffle as CME Sells NYMEX Building

December 4, 2013 by Eugene Grygo

ICE Sale of NYSE Technologies Spurs Executive Shuffle    NYSE Technologies has a new, temporary president, Benjamin R. Jackson, as its new owner, IntercontinentalExchange Group (ICE), plans to sell off key businesses of the unit as a result of its acquisition of NYSE Euronext.ICE has put up for sale key NYSE Technologies components as the… Read More >>

Filed Under: Industry News, People Moves Tagged With: CME Group, GFI Group, IntercontinentalExchange Group, Liquid Holdings Group, NYSE Technologies

John Bates Takes on Big Data for Software AG as Liquid Holdings Grows Sales Team

November 6, 2013 by Eugene Grygo

John Bates Takes on CTO Post for Big Data at Software AG Software AG has appointed Dr. John Bates to the position of chief technology officer (CTO) for the Intelligent Business Operations and Big Data division, officials confirm. Bates who assumed his new post in July will also serve as a member of the group… Read More >>

Filed Under: Industry News, People Moves Tagged With: Black River Asset Management, Gresham Computing, ITRS Group, John Bates, Liquid Holdings Group, MarketAxess, Software AG

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