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NICE Captures Zoom Meetings for Compliance & Other News

March 7, 2022 by FTF News

NICE Captures Zoom Meetings for Compliance & Other News

New Zoom APIs for NTR-X NICE, a financial services communication recording and compliance vendor, reports that the latest version of its key offering NICE NTR-X can be used for capturing Zoom Video Communications Inc. conference system meetings and Zoom Phone conversations. The move is in response to financial services firms accelerating their “adoption of  multiple… Read More >>

Filed Under: Securities Operations, Buy-Side, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Governance, Digital Transformation, FinTech Trends, Back-Office, Integration, Standards, KYC, Regulation & Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: automation, back office, compliance, data management, matching engine, NICE, operational risk, Proxy Voting, regulatory reporting, risk management, Securities Operations, Zoom

Voters Reward Disruptive & Established Providers via FTF Awards

May 15, 2019 by FTF News

Voters Reward Disruptive & Established Providers via FTF Awards

NEW YORK CITY —  A mix of disruptive and established technology providers have made the winner’s circle of the FTF News Technology Innovation Awards (the FTF Awards), which Financial Technologies Forum (FTF) is revealing today. For instance, for the Best Artificial Intelligence (A.I.) Initiative, the winner is Synechron while TCS BaNCS and its Quartz effort… Read More >>

Filed Under: FTF Bull Run Blog, Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Case Studies, Clearing, Corporate Actions, Data Management, Industry News, Mergers & Acquisitions, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Reconciliation & Exceptions, Risk Management, Settlement, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), Artificial Intelligence, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, Contributed Pieces, Opinion, Minding the Gap, Q&As, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Derivatives, Regulatory Compliance, Regulatory Reporting, Economic Sanctions, Social Media, Industry News, People Moves, FTF Exchange Podcast Tagged With: Broadridge, DTCC, Eagle Investment Systems, Electra, Factset, FIdelity, FTF Awards 2019, FTF News Technology Innovation Awards, John Lunny, Murex, NICE, NRI, Numerix, Quartz, RIMES, SimCorp, SimCorp Coric, SIX, SmartStream, SS&C Advent, StatPro, Synechron, TCS BaNCS, technology providers, Tom Carey, Torstone, triReduce

Agency-Broker Launches Portal for Order Inspection

June 28, 2016 by Eugene Grygo

Dash Financial Debuts a Transparency Portal An agency broker-dealer, Dash Financial has launched DROP360, a real-time, drop-copy facility that provides transparency into “order routing behavior, execution behavior, costs and performance” for options and equities, and relays the information in a machine readable format that uses the FIX electronic trading protocol. Essentially, the DROP360 service is… Read More >>

Filed Under: Securities Operations, Buy-Side, Middle-Office, Operational Risk, Risk Management, General Interest, FinTech Trends, Back-Office, Regulation & Compliance, Industry News Tagged With: best execution, Charles River, compliance, Dash Financial, DROP360, Exoé S.A., FIX, middle office, MiFID II, NICE, order management, order routing, software-as-a-service (SaaS), Speakerbus

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