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RJO to Streamline ETD Ops via Broadridge

November 16, 2020 by FTF News

RJO to Streamline ETD Ops via Broadridge

RJO to Be the First Customer on New Platform Futures and clearing broker R.J. O’Brien & Associates (RJO) will be consolidating two separate back-office systems onto one post-trade platform from systems and services provider Broadridge Financial Solutions that will support exchange-traded derivatives (ETD) operations globally. RJO will be the first customer for the platform to… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Case Studies, Clearing, Corporate Actions, Data Management, Industry News, Mergers & Acquisitions, Middle-Office, Operational Risk, Ops Automation, Risk Management, General Interest, Governance, Artificial Intelligence, Back-Office, Integration, Standards, KYC, Derivatives, Regulatory Compliance, Industry News Tagged With: Broadridge Financial Solutions, Clarity AI, NeoXam, Northern Trust Hedge Fund Services, R.J. O'Brien, RJO, Smarsh

South African Firm to Use Charles River’s IMS

August 14, 2018 by FTF News

South African Firm to Use Charles River’s IMS

Allan Gray Consolidates Systems via Charles River IMS Allan Gray, a privately owned South African investment manager, has adopted vendor Charles River Development’s (CRD) cloud-based investment management solution, or IMS. Portfolio managers, traders and compliance teams will use the CRD’s IMS to manage assets across such products as segregated mandates and unitized funds, Allan Gray… Read More >>

Filed Under: Securities Operations, Case Studies, Data Management, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Risk Management, General Interest, Governance, FinTech Trends, Back-Office, Standards, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: Allan Gray, ArcFiling platform, Bloomberg, Charles River Development, Donnelley Financial Solutions, Enrico Corsalini, ExodusPoint Capital Management, Gavin Lavelle, IMS, Jeff Boyd, KNF, Krajowy Depozyt Papierów Wartościowych, Northern Trust Hedge Fund Services, Polish Financial Supervision Authority

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