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SS&C Launches SaaS Updates for Geneva, Eclipse & OEMS

January 8, 2025 by Eugene Grygo

SS&C Launches SaaS Updates for Geneva, Eclipse & OEMS

With alternative investment firms in mind, officials say SS&C Technologies is offering a variety of new features and functions via updated software-as-a-service (Saas) releases of the Geneva, Eclipse, and OEMS products and services platforms. “We tailor our releases to the global marketplace. The recent advancements in our alternatives solutions illustrate our commitment to them to… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Back Office, Buy-Side, Operational Risk, Ops Automation, Outsourcing, Digital Transformation, Standards Tagged With: accounting, automation, back office, data management, Fixed Income, OEMS, OMS, portfolio management system, reconciliation, Securities Operations, settlement, software-as-a-service (SaaS), wall street

Broadridge Links NYFIX to Coinbase Prime & Other News

September 20, 2022 by FTF News

Broadridge Links NYFIX to Coinbase Prime & Other News

Broadridge & Coinbase Target Buy-Side Firms Broadridge Financial Solutions is partnering with crypto exchange Coinbase to provide an integrated solution that enables NYFIX clients to route order flow to Coinbase Prime via the FIX protocol for electronic trading, officials say. The partnership will also allow “buy-side traders to source crypto liquidity from Coinbase and trade… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Buy-Side, Industry News, Middle-Office, Ops Automation, Risk Management, Diversity & Human Interest, Governance, Diversity, Equity, and Inclusion (DEI), Digital Transformation, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, ESG Data & Investing, KYC, Regulation & Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: automation, back office, blockchain, Buy-side, data management, execution management system, NYFIX, NYFIX Matching, OEMS, operational risk, order management system, regulatory reporting, risk management, Securities Operations

SEC Moves Comment Deadlines on Key Rules & Other News

May 11, 2022 by FTF News

SEC Moves Comment Deadlines on Key Rules & Other News

Public Gets More Time to Respond to SEC Proposals   Bowing to industry requests for more time, the Securities and Exchange Commission (SEC) is extending the public comment period for three new rules in the proposal stage. Industry participants were given more time to comment upon the proposed rule “to enhance and standardize climate-related disclosures… Read More >>

Filed Under: Securities Operations, Buy-Side, Data Management, Middle-Office, Operational Risk, Ops Automation, Reconciliation & Exceptions, Risk Management, Settlement, Diversity & Human Interest, Governance, Digital Transformation, FinTech Trends, Back-Office, Integration, Standards, ESG Data & Investing, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Reporting, Industry News Tagged With: automation, back office, compliance, custodian, EMS, JPMorgan Securities Services, Northern Trust, OEMS, OMS, portfolio manager, risk management, SEC, Securities Operations, settlement, Sifma

BlackRock’s Aladdin Links to Portware’s EMS & Other News

February 24, 2022 by FTF News

BlackRock’s Aladdin Links to Portware’s EMS & Other News

FactSet & BlackRock Forge Partnership Asset management giant BlackRock will be integrating its Aladdin investment management and operations platform with FactSet’s Portware execution management system (EMS) to offer common clients access to trade execution, multi-asset portfolio and risk management support, and Portware’s electronic trading and automation capabilities via an application programming interface (API), officials say…. Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Corporate Actions, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Outsourcing, Private Markets, Reconciliation & Exceptions, Risk Management, Settlement, Diversity & Human Interest, Governance, Digital Transformation, FinTech Trends, Blockchain/DLT, Standards, ESG Data & Investing, KYC, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: Aladdin, automation, back office, Blackrock, Blackrock Solutions, compliance, data management, execution management system, OEMS, order management system, Portfolio Management Systems, Portware

Neovest Charged with Acting as an Unregistered Broker

July 6, 2021 by Eugene Grygo

Neovest Charged with Acting as an Unregistered Broker

JPMorgan Chase & Co. (JPMC) will be paying a $2.75 million penalty to settle SEC allegations that its Neovest subsidiary was acting as an unregistered broker-dealer for more than a decade in addition to its role as an order and execution management system (OEMS) vendor. This case marks the first time that the SEC has penalized… Read More >>

Filed Under: Securities Operations, Buy-Side, Operational Risk, Ops Automation, Risk Management, Governance, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Reporting, Industry News Tagged With: broker-dealer, execution management system, FINRA, Neovest, OEMS, operations, order management system, SEC, Securities Operations

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