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SIX & SimCorp Partner to Ease Sanctions

June 25, 2019 by Eugene Grygo

SIX & SimCorp Partner to Ease Sanctions

Financial data services and systems provider SIX has begun a partnership with investment management systems vendor SimCorp that brings together their offerings for the Sanctioned Securities Monitoring Service at a time when sanctions are becoming a hot button issue for many financial services firms. “The partnership between SIX and SimCorp, aims to address and streamline… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Data Management, Industry News, Middle-Office, Operational Risk, Risk Management, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Back-Office, Integration, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Economic Sanctions, Industry News Tagged With: Compliance Manager, global sanctions data, OFAC, Phil Lynch, risk of breaches, Sanctioned Securities Monitoring Service, sanctions, SimCorp, SIX, streamline compliance processes

SSBT & OFAC Resolve Iranian Sanctions Violations

June 12, 2019 by Louis Chunovic

SSBT & OFAC Resolve Iranian Sanctions Violations

The multiple violations, all of which involved a single American citizen living in Iran, took place from 2012 to 2015. However, OFAC has assessed “no monetary penalty” for those ITSR violations, according to a statement from the Treasury office. According to OFAC, between the beginning of 2012 and September 2015, SSBT “processed at least 45… Read More >>

Filed Under: Case Studies, Data Management, Middle-Office, Operational Risk, Risk Management, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), Back-Office, Integration, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Reporting, Economic Sanctions, Industry News Tagged With: AML, Iran, ITSR violations, OFAC, sanctions, sanctions violations, SSBT, State Street

UniCredit Group Settles Sanctions Cases for $1.3 Billion

April 24, 2019 by Louis Chunovic

UniCredit Group Settles Sanctions Cases for $1.3 Billion

The UniCredit Group has reached a combined $1.3 billion settlement with the federal and New York State governments, the U.S. Department of the Treasury reports. And as part of that overall settlement, the U.S. Treasury’s Office of Foreign Assets Control (OFAC) also reports that “three separate agreements totaling $611 million” have been reached with three… Read More >>

Filed Under: FTF Bull Run Blog, Securities Operations, Operational Risk, Risk Management, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Back-Office, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Reporting, Economic Sanctions, Industry News Tagged With: Iran, OFAC, sanctions, sanctions violations, settlement, settlement agreement, UniCredit Group

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