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SEC Wants to Rein In Predictive Analytics

August 10, 2023 by Eugene Grygo

SEC Wants to Rein In Predictive Analytics

The SEC has approved a proposal that attempts to control firms’ usage of predictive data analytics and it has opened a new rift as key commissioners say the regulator is overreaching and preventing investors from benefitting from new technology all in the name of preventing firms from putting their interests first. The new rules under consideration, which… Read More >>

Filed Under: Securities Operations, Buy-Side, Data Management, Industry News, Operational Risk, Ops Automation, Governance, Artificial Intelligence, Digital Transformation, FinTech Trends, Back-Office, Integration, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Regulatory Reporting Tagged With: artificial intelligence (AI), data management, machine learning, natural language processing, neural networks, operational risk, predictive analytics, SEC, Securities Operations, wall street

Prattle Acquisition Adds to Liquidnet’s A.I. Line-Up

June 7, 2019 by FTF News

Prattle Acquisition Adds to Liquidnet’s A.I. Line-Up

Prattle Purchase Follows Related Liquidnet Acquisitions   Liquidnet, an institutional trading network provider, has acquired Prattle, an automated investment research solutions vendor, in a bid to further expand the Liquidnet artificial intelligence (AI) investment analytics platform, officials say. Prattle was launched in 2014 by former academics Evan Schnidman and Bill MacMillan, and provides predictive analytics… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Middle-Office, Operational Risk, Ops Automation, Governance, Diversity, Equity, and Inclusion (DEI), Artificial Intelligence, Back-Office, Blockchain/DLT, Integration, KYC, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: Bill MacMillan, Brian Conroy, Broadridge, citco, CLS, Evan Schnidman, fintech, FinTech Briefs, Liquidnet, M&A, Marc Bayle de Jessé, Prattle, predictive analytics, Shareholder Rights Directive

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