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SEC’s New Proxy Adviser Rule Stirs Old Woes

July 21, 2022 by Eugene Grygo

SEC’s New Proxy Adviser Rule Stirs Old Woes

The SEC’s recent 3-2 vote to undo key provisions of a Trump-era rule governing proxy advisory firms has fanned the flames of controversy even though the stated goal was to bolster the independence and timeliness of these providers’ offerings. In fact, a major proxy-advice vendor, Institutional Shareholder Services (ISS), wanted the SEC to rescind the… Read More >>

Filed Under: Securities Operations, Corporate Actions, Data Management, Industry News, Operational Risk, Outsourcing, Governance, Digital Transformation, FinTech Trends, Back-Office, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Reporting, Industry News Tagged With: asset manager, automation, back office, compliance, digital proxy voting platform, investors, proxy adviser, proxy statements, Proxy Voting, SEC, Securities Operations, wall street

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