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Industry Passes SIFMA-led Regulation SCI Tests

October 30, 2020 by FTF News

Industry Passes SIFMA-led Regulation SCI Tests

100 Firms & 80 Organizations Took Part in the SCI Tests The Securities Industry and Financial Markets Association (SIFMA) reports that it led “a successful business continuity test” on Saturday, Oct. 24, an annual effort mandated by the SEC’s Regulation Systems Compliance and Integrity (SCI). The industry-wide test was combined with a large-scale connectivity evaluation…. Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Industry News, Operational Risk, Ops Automation, Reconciliation & Exceptions, Settlement, Governance, Back-Office, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Cybersecurity, Regulatory Compliance, Regulatory Reporting, Social Media, Industry News Tagged With: automation, back office, business continuity planning, Cristobal Conde, Disaster Recovery, FXAll, Hearsay Systems, Refinitiv, REG SCI, Securities Industry and Financial Markets Association (SIFMA), Securities Operations, The Carlyle Group

ITRS Weighs In On SEC’s Reg SCI

November 24, 2014 by Eugene Grygo

Mark Brennan, head of business development, Americas at ITRS, is applauding the SEC’s vote last week to take on the technology infrastructure of the U.S. securities markets with Regulation Systems Compliance and Integrity (Regulation SCI). “Tackling systemic risk has been one of the biggest priorities in recent years and the approval of the SEC’s long-anticipated… Read More >>

Filed Under: Regulation & Compliance Tagged With: compliance, REG SCI, SEC

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