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FTF Awards Gala Q&A: Taking On MiFID II & BMR

September 7, 2017 by Eugene Grygo

(FTF News recently interviewed Alessandro Ferrari, executive vice president (EVP), global head of marketing at RIMES, a provider of managed data services and regulatory technology (RegTech) solutions for buy-side securities firms. RIMES won the Best Cutting Edge Solution for its RIMES RegFocus MAR solutions via the FTF News Financial Technology Innovation Awards. Qualified industry participants… Read More >>

Filed Under: Securities Operations, Buy-Side, Data Management, Operational Risk, Ops Automation, Governance, FinTech Trends, Back-Office, Standards, Opinion, Q&As, Performance Measurement, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: BMR, FTF awards, MiFID II, RegFocus, RIMES Technologies

New York Proposes Mandatory Cyber-Security for Firms

September 15, 2016 by Eugene Grygo

NY DFS Proposes Regulation to Require Cyber-Security Programs The state of New York via the State Department of Financial Services (DFS) wants to require banks, insurance companies, and financial services institutions to “establish and maintain” a cyber-security program via a new regulation proposed by the DFS and Governor Andrew M. Cuomo. The impetus for the… Read More >>

Filed Under: Collateral & Margin Management, Securities Operations, Buy-Side, General Interest, FinTech Trends, Regulation & Compliance, Cybersecurity, Industry News Tagged With: AgileCOLLATERAL, Buy-side, cyber-security, Cybersecurity, Department of Financial Services, DFS, due diligence, European Securities and Markets Authority (ESMA), FX, FX Connect, Governor Andrew M. Cuomo, Lombard Risk, Market Abuse Regulation (MAR), RegFocus, RIMES, SimCorp

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