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CFTC Approves 24th SEF & Other News

April 27, 2023 by FTF News

CFTC Approves 24th SEF & Other News

RTX  Fintech & Research Launches a SEF Another swap execution facility (SEF) has gotten regulatory approval, raising the number of active SEFs to 24. The Commodity Futures Trading Commission last week issued an order of registration to RTX Fintech & Research LLC (RTX SEF) allowing RTX SEF to launch, according to the CFTC. The New York… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Industry News, Operational Risk, Ops Automation, Governance, Diversity, Equity, and Inclusion (DEI), Digital Transformation, Back-Office, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: automation, back office, Buy-side, CFTC, derivatives, Public Company Accounting Oversight Board (PCAOB), Securities Operations, SEF, settlement, swap execution facilities, swaps, Swaps Execution Rules, wall street

CFTC Chairman Unveils Swaps Reform Agenda 2.0

May 2, 2018 by Louis Chunovic

CFTC Chairman Unveils Swaps Reform Agenda 2.0

Swaps regulatory reform is the focus of a recent white paper/report, “Swaps Regulation Version 2.0: An Assessment of the Current Implementation of Reform and Proposals for Next Steps,” co-authored by CFTC Chairman J. Christopher Giancarlo and CFTC Chief Economist Bruce Tuckman. The report was unveiled at the annual meeting of the International Swaps and Derivatives… Read More >>

Filed Under: FTF Bull Run Blog, Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Clearing, Data Management, Middle-Office, Operational Risk, Reconciliation & Exceptions, Risk Management, Governance, Back-Office, Standards, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: Bruce Tuckman, CFTC, CFTC Chairman J. Christopher Giancarlo, Dodd-Frank, International Swaps and Derivatives Association, isda, Reporting Rules, swaps clearing, Swaps Execution Rules, swaps reform, Swaps Regulation

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