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SWIFT Extends Financial Crime Fighting to Emerging Markets

October 19, 2017 by Eugene Grygo

SWIFT Extends Financial Crime Fighting to Emerging Markets

SWIFT has expanded its financial crime-fighting services while Broadridge Financial Services has just completed a key blockchain/distributed ledger technology (DLT) pilot — news that broke at SWIFT’s SIBOS industry conference in Toronto this week. In an effort to help small financial services firms and institutions fight financial crime in emerging markets, SWIFT is launching a… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Clearing, Data Management, Ops Automation, FinTech Trends, Back-Office, Blockchain/DLT, KYC, Regulation & Compliance, Derivatives, Regulatory Compliance, Regulatory Reporting, Industry News Tagged With: anti-money laundering (AML), blockchain, Broadridge Financial Services, customer due diligence (CDD) requirements, DLT, Financial Crime, Horacio Barakat, Kevin Alexander, Luc Meurant, Name Screening, Natixis, Sibos, Societe Generale, SWIFT, Vijay Mayadas

Four Women Nominated for Top Ops Prize of FTF Awards

March 2, 2017 by Eugene Grygo

Four women have made the list of nominees for the Ops Business Person of the Year category of the 2017 FTF News Technology Innovation Awards, reports Financial Technologies Forum (FTF), owner of online news service FTF News and FTF Focus magazine. In addition, FTF reports that it has finalized the list of nominees and has… Read More >>

Filed Under: Securities Operations, General Interest, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Industry News Tagged With: Artivest, Ash Brokerage, BNY Mellon, Broadridge Financial Solutions, Charlie Marchesani, Cheryl Nash, Cinnobar Financial Technology, DTCC, Faisal Husain, fintech, FinTech Person of the Year, Fiserv, FTF awards, FTF Focus magazine, FTF News Technology Innovation Awards, InvestCloud, James Waldinger, John Wise, Ops Business Person of the Year, Paula Arthus, Securities Operations, Sheryl Brown, Susan Vismor, Synechron, Veronica Augustsson, Vijay Mayadas

Survey: Regulatory Overhaul Boosts Role of COO

October 2, 2014 by Eugene Grygo

The status of chief operating officers (COOs) appears to be on the rise as financial services firms take on dramatically new business models driven by global regulatory and market structure changes, according to a survey, sponsored by Broadridge Financial Solutions and conducted by The Economist Intelligence Unit. Broadridge, which provides investor communication services, solutions and… Read More >>

Filed Under: General Interest, Industry News Tagged With: Broadridge Financial Solutions, COO, Economist, operations, SIBOS 2014, Survey, SWIFT, Vijay Mayadas

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