Latest News
- Disaster and Business Continuity
- Derivatives Operations +
-
Securities Operations
+
- IBOR
- Affirmation, Allocation & Confirmation
- Back Office
- Buy-Side
- Case Studies
- Clearing
- Corporate Actions
- Data Management
- FX Operations
- Hedge Fund Operations
- Industry News
- Private Equity
- Mergers & Acquisitions
- Middle-Office
- Operational Risk
- Ops Automation
- Outsourcing
- Private Markets
- Reconciliation & Exceptions
- Risk Management
- Sell-Side
- Settlement
- T+1 Settlement
- Diversity & Human Interest +
- FinTech Trends +
- Opinion +
- Performance Measurement +
- Regulation & Compliance +
- Industry News +
- FTF Media & Content Channels +
- FTF Bull Run Blog
It is déjà vu all over again as the firm settles data reporting charges like the ones it faced in 2017.
The United States Commodity Futures Trading Commission has settled charges against Citibank, N.A. and Citigroup Global Markets Ltd. — two provisionally registered swap dealers, aka Citi — for allegedly “failing to comply with certain swap dealer requirements,” and for related charges of supervision failures. Specifically, the CFTC charged that those two Citi units did not...
FTF Premier
This article is available to FTF Premier subscribers.
FTF News is the only news organization dedicated exclusively to middle and back-office securities operations. A Premier subscription gets you full access to our editorial articles, special reports, the FTF Research Institute, FTF Focus digital magazine issues, and exclusive video interviews.
$120 a year · $10 a month.
Subscribe NowIs your company featured in this article? Contact us about reprints or licensing.
