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The online introducing broker has agreed to a censure, a $250,000 fine, and an independent review.
Broker-dealer Score Priority has settled with the Financial Industry Regulatory Authority, which charged the New York City-based firm with anti-money laundering (AML) violations. According to FINRA, the firm, which changed its name from Just2Trade, Inc. in January 2020, “failed to develop and implement an anti-money laundering (AML) program reasonably designed to achieve and monitor the...
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