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ATSes Hit Their Stride via Innovation & Flexibility

November 1, 2024 by Eugene Grygo

ATSes Hit Their Stride via Innovation & Flexibility

Two new reports suggest that Alternative Trading Systems (ATSes) are hitting their stride as financial services firms move to private markets, embrace digital securities, and need innovations for their liquidity and investment explorations. An ATS “is a trading venue that is more loosely regulated than an exchange,” according to the Investopedia website. “ATS platforms are… Read More >>

Filed Under: Securities Operations, Affirmation, Allocation & Confirmation, Back Office, Private Markets, Digital Asset Custody, Digital Transformation, FinTech Trends, Blockchain/DLT, Integration, Industry News Tagged With: alternative trading systems, ATS, Digital Assets, digital custody, digital securities, private ecosystems, Private Equity/Debt, Private Markets

Dash Overhauls Its OMS & Other FinTech News

January 26, 2022 by FTF News

Dash Overhauls Its OMS & Other FinTech News

OMS Update Also Links to Dash ATS Dash Financial Technologies, an options technology and execution vendor, is launching a redesigned version of its order management system (OMS) for options trading that provides access to all routing and algorithmic execution tools such as the Sensor suite, the Dash Alternative Trading System (ATS), and an integrated volatility… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Buy-Side, Clearing, Data Management, Industry News, Ops Automation, Outsourcing, Governance, FinTech Trends, Back-Office, KYC, Regulation & Compliance, Industry News, People Moves Tagged With: alternative trading systems, ATS, automation, back office, Eurobond, EuroCCP, OMS, operations, OTC derivatives, Securities Operations, settlement

ATS for Digital Securities Wins Regulatory Approval

January 25, 2021 by Eugene Grygo

ATS for Digital Securities Wins Regulatory Approval

Regulated broker-dealer Oasis Pro Markets reports that it has received approval from FINRA and the SEC for its cutting-edge digital security Alternative Trading System (ATS), which allows subscribers to trade digital/blockchain securities, and to make payments for them via digital cash such as Stablecoins. It’s important for Oasis to offer this kind of an ATS… Read More >>

Filed Under: Securities Operations, Buy-Side, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Reconciliation & Exceptions, Risk Management, Settlement, Governance, FinTech Trends, Back-Office, Blockchain/DLT, Integration, Standards, Performance Measurement, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Reporting, Industry News Tagged With: alternative trading systems, automation, back office, blockchain, collateral management, data management, FINRA, Oasis Pro Markets, regulation ATS, regulatory reporting, SEC

FINRA to Shine More Light on Dark Pools

April 27, 2016 by Eugene Grygo

The industry is getting more transparency into dark pools and other alternative trading systems (ATSes) via the Financial Industry Regulatory Authority (FINRA), which is expanding the data that it provides for over-the-counter (OTC) trading in equity securities. The additional transparency will cover approximately 20 percent of “all trading in National Market System equities,” according to… Read More >>

Filed Under: Operational Risk, Regulation & Compliance Tagged With: alternative trading systems, ATS, dark pools, FINRA, OTC equity securities, OTC trading, over-the-counter trading, self-regulatory organization (SRO), transparency

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