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Elizabeth Warren Asks FINRA to Probe Robinhood

February 26, 2021 by FTF News

Elizabeth Warren Asks FINRA to Probe Robinhood

Robinhood’s Role in the Gamestop Frenzy Under Scrutiny Wall Street critic and U.S. Senator Elizabeth Warren (D-Mass.) has called on self-regulatory organization FINRA to “respond to Robinhood’s role in recent market volatility, its decision to cut off customers’ trading, and the broader concerns about market fairness that these events represent.” Warren is referring to discount… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Buy-Side, Clearing, Data Management, Industry News, Middle-Office, Operational Risk, Ops Automation, Risk Management, Settlement, General Interest, Governance, Diversity, Equity, and Inclusion (DEI), FinTech Trends, Back-Office, Standards, KYC, AML/Fraud/Financial Crime, Regulation & Compliance, Regulatory Reporting, Industry News, People Moves Tagged With: back office, BNP Paribas Asset Management, compliance, data management, Elizabeth Warren, FINRA, Macrobond, Marex Spectron, Robinhood, Robinhood Financial, Securities Operations, settlement, Short selling, Wells Fargo

‘HUB’ Launched to Overhaul Asset Management Ops

January 8, 2021 by FTF News

‘HUB’ Launched to Overhaul Asset Management Ops

Pimco, State Street, Man Group & Others Back HUB    A new technology and services provider, dubbed HUB, is being launched by investment manager Pimco, U.K. firm Man Group, custodian State Street, vendors IHS Markit and Microsoft, and consultancy McKinsey & Co. in an effort to offer a cloud-based platform “built by asset managers for… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Buy-Side, Data Management, Industry News, Middle-Office, Ops Automation, Outsourcing, FinTech Trends, Back-Office, Integration, Standards, Regulation & Compliance Tagged With: automation, back office, BNP Paribas Asset Management, cloud computing, Greenwich Associates, Man Group, Northern Trust, operations, PIMCO, Securities Operations, State Street, Strategic Global Advisors

BNPP AM Debuts Emerging Markets Equity Mutual Fund

October 2, 2018 by FTF News

BNPP AM Debuts Emerging Markets Equity Mutual Fund

BNP Paribas Asset Management Adds to Mutual Fund Suite BNP Paribas Asset Management (BNPP AM) has launched an Emerging Markets Equity mutual fund that is described as actively managed and “features competitive initial net expense ratios of 0.75 percent for institutional shares; 0.90 percent for investor shares; and 1.15 percent for retail shares,” officials say…. Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Clearing, Data Management, Middle-Office, Operational Risk, Ops Automation, Back-Office, Integration, Standards, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: BNP Paribas Asset Management, BNY Mellon Investment Management, CME Group, Daniel Klein, EACM Advisors, Fenergo, Initial Margining Rules, Marc Murphy, NEX TriOptima, OTC

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