The National Association of Private Fund Managers (NAPFM), the Alternative Investment Management Association (AIMA), and the Managed Funds Association (MFA) have delivered a not-so-welcome holiday gift to the U.S. Securities Exchange Commission (SEC) — a lawsuit. The trio of trade associations, represented by Jeff Wall and Judd Littleton of Sullivan & Cromwell LLP, are calling on… Read More >>
Elizabeth Warren Asks FINRA to Probe Robinhood
Robinhood’s Role in the Gamestop Frenzy Under Scrutiny Wall Street critic and U.S. Senator Elizabeth Warren (D-Mass.) has called on self-regulatory organization FINRA to “respond to Robinhood’s role in recent market volatility, its decision to cut off customers’ trading, and the broader concerns about market fairness that these events represent.” Warren is referring to discount… Read More >>
