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MiFID II Delay Causes Joy and Frustration

February 17, 2016 by Eugene Grygo

As expected, the European Commission has approved a one-year extension for compliance with the revised Markets in Financial Instruments Directive (MiFID II), and while some firms are relieved others are frustrated by the “hurry up and wait” dynamic. The delay is intended to give more time to industry participants grappling with “the exceptional technical implementation… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Clearing, Operational Risk, Governance, Regulation & Compliance, Regulatory Compliance, Regulatory Reporting Tagged With: clearing, DTCC, European Commission, European Securities and Markets Authority (ESMA), MiFID II, Mifir, Sapient GLobal Markets, transparency

CFTC Designates NFA as SDR Data Recipient

February 16, 2016 by Eugene Grygo

CFTC Designates NFA as SDR Data Recipient The CFTC issued an order authorizing the National Futures Association (NFA) as “a designee to receive access to data maintained by swap data repositories (SDR),” officials say. The NFA is touted by the CFTC as the “only registered futures association (RFA)” actually registered with the commodities regulator. “As… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Securities Operations, Clearing, Middle-Office, Operational Risk, Ops Automation, Settlement, General Interest, Governance, FinTech Trends, Back-Office, Regulation & Compliance, Derivatives, Regulatory Compliance, Industry News Tagged With: AQMetrics, CFTC, clearing, collateral management, DTCC, EMIR, middle office, Mifir, National Futures Association, OTC derivatives, Over the Counter Collateral Optimized (OTCCO), regulation, SS&C Technologies, swap data repositories (SDRs)

Digital Asset Lands A-List Backers and $50M in Funding

January 27, 2016 by Louis Chunovic

Digital Asset Holdings, LLC, a New York City-based developer of distributed-ledger technology for the financial services industry, reports that it has “raised more than $50 million in funding” from several prominent financial industry players. The company’s new investors are: ABN AMRO, Accenture, ASX Ltd., BNP Paribas, Broadridge Financial Solutions, Inc., Citi, CME Ventures, Deutsche Börse… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Clearing, Industry News, Settlement, General Interest, FinTech Trends, Blockchain/DLT, Industry News Tagged With: ABN AMRO, Accenture, ASX Ltd., bitcoin, blockchain, blythe masters, BNP Paribas, BNP Paribas; Ashwin Kumar, Broadridge Financial Solutions, Catherine Flax, Citi, clearing, CME Ventures, commodity derivatives, Cristobal Conde, crypto-currency, Deutsche Börse Group, Digital Asset Holdings, distributed-ledger technology, Donald WIlson, DTCC, Euclid Opportunities, exchanges, foreign exchange, ICAP, Jenny Knott, JPMorgan, Mike Bodson, Owen Jeff, PNC Financial Services Group, Sanoke Viswanathan, Santander InnoVentures, SunGard, Sunil Hirani

T+2 Systems Will Get Built in 2016: DTCC

January 5, 2016 by Eugene Grygo

(Editor’s note: The push for a shortened settlement cycle got major boosts last year when SEC Chair Mary Jo White gave a provisional nod to the two-day settlement cycle (T+2), and when the U.S. T+2 Industry Steering Committee (T+2 ISC) submitted its Implementation Playbook to the SEC and released it publicly. The T+2 ISC is… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Clearing, Settlement, FinTech Trends, Back-Office, Opinion, Q&As Tagged With: clearing, DTCC, John Abel, Mary Jo White, OCC, SEC, settlement, Sifma, T+2, T+2 ISC, U.S. T+2 International Steering Committee

Ops Gets on the Blockchain Revolution Bus

January 4, 2016 by Louis Chunovic

Bitcoin, a so-called crypto-currency, may fade before anyone really understands what it was or how it could actually have prevailed in financial services. However, out of Bitcoin’s ashes has risen the humbly named Blockchain technology. The distributed ledger technology that has been propping up Bitcoin has come to the attention of major industry players. This… Read More >>

Filed Under: Derivatives Operations, Collateral & Margin Management, Derivatives Processing, Securities Operations, Clearing, Middle-Office, Reconciliation & Exceptions, Settlement, FinTech Trends, Back-Office, Blockchain/DLT, FTF News Special Reports Tagged With: Barclays, bitcoin, BitGo, blockchain, Blockchain and Financial Markets, Blockchain-based ledgers, BNY Mellon, CFTC, Chain.com, clearing, crypto-currency, Dan Connell, decentralized ledger, derivatives, Deutsche Bank, Digital Asset Holdings, digital currency, digital technology, disruptive technology, Distributed Ledger Group (DLG), ESMA, Ethereum, European Securities and Markets Authority (ESMA), Financial Technology, FIX, FIX Trading Community, Goldman Sachs, Greenwich Associates, Hyperledger, JPMorgan, Kevin McPartland, Level39, Microsoft, Nasdaq, Nasdaq Linq, NASDAQ OMX Group, open source technology, payment, ProtonMail, R3, RBS, Royalbank of Scotland, Sand Hill Exchange, Santander Bank, SETL, settlement, T+0, Tabb Group, TeraExchange, UBS, Wall Street Blockchain Alliance

Why Nasdaq and Symbiont Vie for Blockchain Firsts

January 4, 2016 by Eugene Grygo

The rush to the first-mover status via Blockchain technology is heating up between Nasdaq and Symbiont, the maker of the Smart Securities platform for trading, clearing, settling and transferring financial instruments. These early adopters are vying for key milestones in securities operations that can be transformed by the Blockchain distributed ledger technology that underpins the… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Clearing, Settlement, FinTech Trends, Back-Office, Blockchain/DLT Tagged With: bitcoin, blockchain, Chain.com, clearing, cryptocurrency, MathMoney, Nasdaq, settlement, Symbiont

EBS Direct Uses FIX 4.4 for Application Links

December 15, 2015 by Eugene Grygo

EBS Direct to Use FIX 4.4 API EBS BrokerTec, the electronic foreign exchange (FX) and fixed income business group of interdealer broker ICAP, reports that end-users can connect to its FX platform — EBS Direct via a FIX version 4.4 application programming interface (API). The Financial Information eXchange (FIX) protocol for electronic trading is overseen… Read More >>

Filed Under: Derivatives Operations, Securities Operations, Clearing, Industry News, Mergers & Acquisitions, Middle-Office, General Interest, FinTech Trends, Back-Office, Standards, Industry News Tagged With: ASIC, Australian Securities and Investment Commission, clearing, derivatives regulation, EBS BrokerTec, EBS Direct, FIX, fixed income market, ICAP, Interactive Data, Intercontinental Exchange, New York Stock Exchange, Nyse, OTC derivatives, post-trade operations

Swaps Clearing in Europe Catching Up to U.S. Rules

December 14, 2015 by Pauline McCallion

The European Union has set the date for its clearing obligation, bringing European financial reform more into line with current U.S. obligations. The publication of the European Securities and Markets Authority’s (ESMA) regulatory technical standards (RTS) in the Official Journal of the European Union on December 1, 2015 will kick over-the-counter (OTC) derivatives clearing into… Read More >>

Filed Under: Derivatives Operations, Clearing, Operational Risk, Regulation & Compliance, Derivatives, Regulatory Compliance Tagged With: clearing, counterparty risk, derivative regulation, derivatives, Dodd-Frank, EMIR, ESMA, European Market Infrastructure Regulation, European Securities and Markets Authority, European Union, financial regulation, interest rate swap, LCH.Clearnet, OTC derivatives, OTC derivatives clearing, Philip Whitehurst, regulation, regulatory technical standards, RTS, SwapClear, swaps

DTCC Debuts ‘Data as a Service’ Offering

November 24, 2015 by Eugene Grygo

DTCC Debuts ‘Data as a Service’ Offering Post-trade services utility, the DTCC is launching its data as a service (DaaS) offering that is intended to change the way data is accessed and presented from DTCC’s clearing, settlement, asset servicing and derivatives trade reporting solutions, DTCC officials say. “The DaaS offering provides subscribers access to their… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Clearing, Data Management, Industry News, General Interest, FinTech Trends, Industry News Tagged With: ASN.1, asset servicing, clearing, DaaS, data as a service, derivatives trade reporting, DTCC, DTCC Data Products, DTCC’s Fixed Income Clearing Corp, electronic trading, Financial Information eXchange (FIX), Financial Machineries, FIX, FIX High Performance Working Group, FIX Trading Community, FIXML, GitHub, Global Trade Repository Analytics (GTRA), Google Protocol Buffers, Iason Ltd., Interactive Data, Intercontinental Exchange (ICE), settlement, swap data repositories (SDRs)

SwapClear to Use Markit’s New Netting Service

November 19, 2015 by Eugene Grygo

The SwapClear clearinghouse is using a netting synchronization service for cleared, over-the-counter (OTC) derivatives just launched by financial information services vendor Markit. Markit is introducing the service in a bid to help banks “automatically update their risk systems after netting and compression activity at their clearing houses,” say vendor officials. “Netting exposures within a clearing… Read More >>

Filed Under: Derivatives Operations, Derivatives Processing, Securities Operations, Clearing, Data Management, Operational Risk, Risk Management, Settlement, FinTech Trends, Back-Office, Regulation & Compliance, Derivatives, Regulatory Compliance Tagged With: block trades, clearing, data management, LCH.Clearnet, Markit, MarkitSERV, OTC derivatives, post-trade execution, post-trade operations, regulatory reporting, risk management, SwapClear, trade confirmation, trade reporting

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